MARK WILSON WISEMAN


Licensee: PHILLIP CAPITAL LIMITED

MARK WILSON WISEMAN (Adviser# 001004753) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 29, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name MARK WILSON WISEMAN
Adviser Number 001004753
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1978
Financial Service (AFS) Licence Licence# 000246827
PHILLIP CAPITAL LIMITED
Licence ABN 14002918247
Adviser Start Date 2018-06-29
Appointing Representative Name PHILLIP CAPITAL LIMITED
Appointing Representative Number 000246827
Appointing Representative ABN 14002918247
Memberships Financial Services Institute of Australasia

Authorisations to provide financial product advice

  • MARK WILSON WISEMAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
Diploma in Stockbroking Stockbrokers Association of Australia
Diploma of Financial Services Securities Institute of Australia
New York Securities Exchange Commission Series 7 - Securities Exchange Commission
PS 146 Securities Institute of Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000246827 PHILLIP CAPITAL LIMITED 2018-06-29 - PHILLIP CAPITAL LIMITED
000246827 PHILLIP CAPITAL LIMITED 2004-03-01 - 2016-09-09 PHILLIP CAPITAL LIMITED

Licensee Information

Licence Name PHILLIP CAPITAL LIMITED
Licence Number 000246827
Licence ABN 14002918247

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LAY CHIENG CHYE Phillip Capital Limited Ceased 2017-03-01
MICHAEL CORI Phillip Capital Limited Ceased 2017-01-30
NICK KATIFORIS Phillip Capital Limited Ceased 2017-01-23
ERWIN JOSEPH TAN Phillip Capital Limited Ceased 2017-01-18
RAHN CATO Phillip Capital Limited Ceased 2016-10-26
JEAN-FRANCOIS BERTINCOURT Phillip Capital Limited Ceased 2016-09-22
LACHLAN GRAEME OWEN Phillip Capital Limited Ceased 2016-09-19
DAVID XI ZHU Phillip Capital Limited Ceased 2016-09-13
LACHLAN GRAEME OWEN Phillip Capital Limited Ceased 2016-09-12
ROBIN FIRTH HUGHES Phillip Capital Limited Ceased 2016-09-07

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.