SCOTT JAMES NICHOLLS (Adviser# 001005607) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 13, 2018.
| Register Name | Financial Advisers |
| Adviser Name | SCOTT JAMES NICHOLLS |
| Adviser Number | 001005607 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000323825 YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Licence ABN | 93128650037 |
| Adviser Start Date | 2018-07-13 |
| Appointing Representative Name | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Appointing Representative Number | 000323825 |
| Appointing Representative ABN | 93128650037 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Economics | University of Adelaide |
| CFP | Financial Planning Association |
| Graduate Diploma in Financial Planning | FINSIA |
| Margin Lending Accreditation Program | Financial Essentials Pty Ltd |
| Self Managed Superannuation Funds | Financial Essentials Pty Ltd |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000323825 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED | 2018-07-13 - | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| 000232514 |
INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD. Further restrictions: Scope of Authority: Comprehensive(a) provide financial product advice for the following classes of financial products:(i) deposit and payment products limited to:(A) basic deposit products;(B) deposit products other than basic deposit products;(ii) debentures, stocks or bonds issued or proposed to be issued by a Government;(iii) life products including:(A) investment life insurance products as well as any products issued by aRegistered Life Insurance Company that are backed by one or more of itsstatutory funds; and(B) life risk insurance products as well as any products issued by a RegisteredLife Insurance Company that are backed by one or more of its statutoryfunds;(iv) interests in managed investment schemes including, but not limited to:(A) investor directed portfolio services (IDPS); and(B) managed investment schemes that are IDPS-like schemes;(v) securities;(vi) standard margin lending facility; and(vii) superannuation, excluding Self Managed Superannuation Funds (SMSFs);Industry Fund Services Limited, 2 |
2017-06-29 - 2017-11-22 | INDUSTRY FUND SERVICES LIMITED |
| 000394795 | BROUGHAM & VAUX (AUST.) PTY LTD | 2016-03-03 - 2017-06-01 | BROUGHAM & VAUX (AUST.) PTY LTD |
| 000244310 | AUSTRALIAN CENTRAL CREDIT UNION LTD | 2008-09-15 - 2015-09-25 | AUSTRALIAN CENTRAL CREDIT UNION LTD |
| Licence Name | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED |
| Licence Number | 000323825 |
| Licence ABN | 93128650037 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| STEPHEN RIX | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-07-20 |
| JOHN THEODORAKOPOULOS | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-06-29 |
| JOHN THEODORAKOPOULOS | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2018-06-29 |
| SHARON MAREE WALKER | Yellow Brick Road Wealth Management Pty Limited | Current | 2018-06-28 |
| KELLY MARTINE WESELMANN | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2018-04-04 |
| JOHN HALL | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-08-29 |
| MEHMET TAVLI | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-08-02 |
| PETER NICHOLAS AMIRADAKI | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-07-11 |
| CHRISTOPHER TURTLE | Yellow Brick Road Wealth Management Pty Limited | Current | 2017-06-20 |
| TIMOTHY GRAHAM KLINGBIEL | Yellow Brick Road Wealth Management Pty Limited | Ceased | 2017-06-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.