JAMES JONATHAN MORGAN (Adviser# 001006237) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 16, 2017.
| Register Name | Financial Advisers |
| Adviser Name | JAMES JONATHAN MORGAN |
| Adviser Number | 001006237 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000237122 ORD MINNETT FINANCIAL PLANNING PTY LIMITED |
| Licence ABN | 31066414613 |
| Licence Controlled By | IOOF HOLDINGS LTD |
| Adviser Start Date | 2017-10-16 |
| Appointing Representative Name | ORD MINNETT FINANCIAL PLANNING PTY LIMITED |
| Appointing Representative Number | 000237122 |
| Appointing Representative ABN | 31066414613 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser Level 2 Exam | Kaplan Professional Education |
| Accredited Derivatives Adviser Level 2 Exam | Kaplan Professional Education |
| Bachelor of Business Management (Human Resources) & Bachelor of Commerce | University of Queensland |
| Bachelor of Business Management (Human Resources) & Bachelor of Commerce | University of Queensland |
| Core 1: Securities & Managed Investments Accreditations | Stockbrokers Association of Australia |
| Core 1: Securities & Managed Investments Accreditations | Stockbrokers Association of Australia |
| Margin Lending & Geared Investments | Kaplan Professional Education |
| Margin Lending & Geared Investments | Kaplan Professional Education |
| Superannuation Accreditation | Stockbrokers Association of Australia |
| Superannuation Accreditation | Stockbrokers Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237122 |
ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2017-10-16 - | ORD MINNETT FINANCIAL PLANNING PTY LIMITED |
| 000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2017-06-18 - | ORD MINNETT LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2013-04-03 - 2017-05-16 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| 000246510 | AG STOCKBROKING LTD | 2011-04-01 - 2012-03-31 |
| Licence Name | ORD MINNETT FINANCIAL PLANNING PTY LIMITED |
| Licence Number | 000237122 |
| Licence ABN | 31066414613 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JOHN MARR | Ord Minnett Financial Planning Pty Limited | Current | 2018-07-24 |
| MATTHEW SONNEMANN | Ord Minnett Financial Planning Pty Limited | Current | 2018-07-05 |
| GEORGE ALEXANDER GLADSTONE | Ord Minnett Financial Planning Pty Limited | Current | 2017-10-05 |
| ANDREW ZANNETTIDES | Ord Minnett Financial Planning Pty Limited | Current | 2017-07-24 |
| ROSS SORBELLO | Ord Minnett Financial Planning Pty Limited | Current | 2017-02-02 |
| RICHARD JAMES WRIGHT | Ord Minnett Financial Planning Pty Limited | Ceased | 2016-09-30 |
| BRYCE APPLETON | Ord Minnett Financial Planning Pty Limited | Current | 2016-09-02 |
| ALISON KOLB | Ord Minnett Financial Planning Pty Limited | Current | 2016-07-13 |
| JUSTIN SCATTINI | Ord Minnett Financial Planning Pty Limited | Current | 2015-12-21 |
| EVAN THEODOROU | Ord Minnett Financial Planning Pty Limited | Current | 2015-06-19 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.