CHRIS WONG

Licensee: AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.

CHRIS WONG (Adviser# 001006301) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 31, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRIS WONG
Adviser Number 001006301
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000236776
AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
Licence ABN 62006940923
Licence Controlled By TAKUMI FAMILY PTY LTD ATF TAKUMI SARAFOV FAMILY TRUST
Adviser Start Date 2016-10-31
Appointing Representative Name AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
Appointing Representative Number 000236776
Appointing Representative ABN 62006940923
Memberships Financial Planning Association of Australia (FPA)
Institute of Public Accountants (IPA)
SMSF Association

Authorisations to provide financial product advice

  • CHRIS WONG
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning International Institute of Technology Pty Ltd (IIT)
Bachelor of Economics La Trobe University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236776 AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
Licence controlled by: TAKUMI FAMILY PTY LTD ATF TAKUMI SARAFOV FAMILY TRUST
2016-10-31 - AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
000234656 IPAC SECURITIES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for products which are either not on the approved product list or Derivatives.
2014-07-01 - 2015-10-29 IPAC SECURITIES LIMITED
000225492 TOTAL SUPER SOLUTIONS PTY. LTD.
Licence controlled by: AMP LIMITED
Further restrictions: One off licensee approval is required for products which are either not on the approved product list or Derivatives.
2014-07-01 - 2015-10-29 TOTAL SUPER SOLUTIONS PTY. LTD.
000225492 TOTAL SUPER SOLUTIONS PTY. LTD.
Licence controlled by: AMP LIMITED
2003-02-01 - 2014-07-01

Licensee Information

Licence Name AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
Licence Number 000236776
Licence ABN 62006940923

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LUKE PHILLIP GEORGE PRICE Australian Private Capital Advisory Services Pty. Ltd. Current 2017-08-07
SIMON JOHN EREAUT Australian Private Capital Advisory Services Pty. Ltd. Current 2017-08-07
CAROL TAWFIK Australian Private Capital Advisory Services Pty. Ltd. Current 2017-07-04
HAYDEN CURTIES WINDSOR Australian Private Capital Advisory Services Pty. Ltd. Current 2015-05-01
ROBERT SARAFOV Australian Private Capital Advisory Services Pty. Ltd. Current 2008-07-01
MICHAEL FRANCIS TRATT Australian Private Capital Advisory Services Pty. Ltd. Ceased 2003-11-02

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LUKE PHILLIP GEORGE PRICE Australian Private Capital Advisory Services Pty. Ltd. Current 2017-08-07
SIMON JOHN EREAUT Australian Private Capital Advisory Services Pty. Ltd. Current 2017-08-07
CAROL TAWFIK Australian Private Capital Advisory Services Pty. Ltd. Current 2017-07-04
HAYDEN CURTIES WINDSOR Australian Private Capital Advisory Services Pty. Ltd. Current 2015-05-01
ROBERT SARAFOV Australian Private Capital Advisory Services Pty. Ltd. Current 2008-07-01
MICHAEL FRANCIS TRATT Australian Private Capital Advisory Services Pty. Ltd. Ceased 2003-11-02

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.