CAROL TAWFIK (Adviser# 000288425) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 4, 2017.
| Register Name | Financial Advisers |
| Adviser Name | CAROL TAWFIK |
| Adviser Number | 000288425 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000236776 AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD. |
| Licence ABN | 62006940923 |
| Licence Controlled By | TAKUMI FAMILY PTY LTD ATF TAKUMI SARAFOV FAMILY TRUST |
| Adviser Start Date | 2017-07-04 |
| Appointing Representative Name | AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD. |
| Appointing Representative Number | 000236776 |
| Appointing Representative ABN | 62006940923 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business Financial Planning | RMIT |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000236776 |
AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD.
Licence controlled by: TAKUMI FAMILY PTY LTD ATF TAKUMI SARAFOV FAMILY TRUST |
2017-07-04 - | AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD. |
| 000230689 |
APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2016-03-29 - 2017-03-06 | APOGEE FINANCIAL PLANNING LIMITED |
| 000318613 |
SHADFORTH FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2008-01-01 - 2016-01-01 | |
| 000235117 | HERAUD HARRISON PTY LTD | 2002-01-01 - 2008-01-01 |
| Licence Name | AUSTRALIAN PRIVATE CAPITAL ADVISORY SERVICES PTY. LTD. |
| Licence Number | 000236776 |
| Licence ABN | 62006940923 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| LUKE PHILLIP GEORGE PRICE | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2017-08-07 |
| SIMON JOHN EREAUT | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2017-08-07 |
| CHRIS WONG | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2016-10-31 |
| HAYDEN CURTIES WINDSOR | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2015-05-01 |
| ROBERT SARAFOV | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2008-07-01 |
| MICHAEL FRANCIS TRATT | Australian Private Capital Advisory Services Pty. Ltd. | Ceased | 2003-11-02 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| LUKE PHILLIP GEORGE PRICE | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2017-08-07 |
| SIMON JOHN EREAUT | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2017-08-07 |
| CHRIS WONG | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2016-10-31 |
| HAYDEN CURTIES WINDSOR | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2015-05-01 |
| ROBERT SARAFOV | Australian Private Capital Advisory Services Pty. Ltd. | Current | 2008-07-01 |
| MICHAEL FRANCIS TRATT | Australian Private Capital Advisory Services Pty. Ltd. | Ceased | 2003-11-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.