SAMUEL HOOPER


Licensee: EP FINANCIAL SERVICES PTY LTD

SAMUEL HOOPER (Adviser# 001006664) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 17, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name SAMUEL HOOPER
Adviser Number 001006664
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000325252
EP FINANCIAL SERVICES PTY LTD
Licence ABN 52130772495
Licence Controlled By ELSTON GROUP PTY LTD
Adviser Start Date 2014-09-17
Appointing Representative Name EP FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000325252
Appointing Representative ABN 52130772495

Authorisations to provide financial product advice

  • SAMUEL HOOPER
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce (Finance) University of Queensland
Securities & Managed Investments Accreditation Kaplan Professional
Superannuation and Retirement Planning Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000325252 EP FINANCIAL SERVICES PTY LTD
Licence controlled by: ELSTON GROUP PTY LTD
2014-09-17 - EP FINANCIAL SERVICES PTY LTD
000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
2013-02-01 - 2014-06-30
000224659 FIIG SECURITIES LIMITED
Licence controlled by: FIIG Holdings Limited
2012-04-21 - 2012-12-01

Licensee Information

Licence Name EP FINANCIAL SERVICES PTY LTD
Licence Number 000325252
Licence ABN 52130772495

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NATHAN RAYMOND HORNE Ep Financial Services Pty Ltd Current 2018-07-24
TORY JAMES CROSS Ep Financial Services Pty Ltd Current 2018-06-22
JESSIE HINDS Ep Financial Services Pty Ltd Current 2018-06-08
MATTHEW RENCKEN Ep Financial Services Pty Ltd Current 2018-03-26
MALCOLM PHILLIPS Ep Financial Services Pty Ltd Current 2018-02-22
ANDREW JOHN ROSETTA Ep Financial Services Pty Ltd Current 2017-10-16
CAMERON FELICE Ep Financial Services Pty Ltd Current 2017-08-30
ANDREW FABER Ep Financial Services Pty Ltd Current 2017-08-30
NATALIE LACKNER Ep Financial Services Pty Ltd Current 2017-07-19
MEHMED KAHRIC Ep Financial Services Pty Ltd Current 2016-08-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.