MONISHA MOHINI SEN


Licensee: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

MONISHA MOHINI SEN (Adviser# 001233219) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 10, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name MONISHA MOHINI SEN
Adviser Number 001233219
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000234527
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence ABN 11005357522
Licence Controlled By AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Adviser Start Date 2016-06-10
Adviser End Date 2017-04-23
Appointing Representative Name AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Appointing Representative Number 000234527
Appointing Representative ABN 11005357522
Further Restrictions Government Debentures, Stocks or Bonds - Class of Product Advice Only ; Securities - Class of Product Advice Only ; Superannuation - SMSF Advice Restriction

Authorisations to provide financial product advice

  • MONISHA MOHINI SEN

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Government Debentures, Stocks or Bonds - Class of Product Advice Only ; Securities - Class of Product Advice Only ; Superannuation - SMSF Advice Restriction
2016-06-10 - 2017-04-23 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2015-03-24 - 2016-05-02 NATIONAL AUSTRALIA BANK LIMITED
000233671 AMP LIFE LIMITED 2013-08-01 - 2015-01-01

Licensee Information

Licence Name AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence Number 000234527
Licence ABN 11005357522

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
WILLIAM YORKE Australia and New Zealand Banking Group Limited Current 2018-08-30
RYAN BRAUND Australia and New Zealand Banking Group Limited Current 2018-07-06
LAURA HILLIER Australia and New Zealand Banking Group Limited Current 2018-07-05
PETER HULME-JONES Australia and New Zealand Banking Group Limited Current 2018-07-04
TAO QU Australia and New Zealand Banking Group Limited Current 2018-06-26
THOMAS JOHN ROBERTSON Australia and New Zealand Banking Group Limited Current 2018-06-21
KARLIE REBECCA STOKES Australia and New Zealand Banking Group Limited Current 2018-06-18
JESSICA TARYN PRESTON Australia and New Zealand Banking Group Limited Current 2018-06-15
DONOVAN JOSEPH WILSON Australia and New Zealand Banking Group Limited Current 2018-06-15
JUSTIN NEIL WALCH Australia and New Zealand Banking Group Limited Current 2018-06-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.