KATHRYN ELISE ALLEN


Licensee: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

KATHRYN ELISE ALLEN (Adviser# 001235981) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 13, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name KATHRYN ELISE ALLEN
Adviser Number 001235981
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000234527
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence ABN 11005357522
Licence Controlled By AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Adviser Start Date 2015-04-13
Adviser End Date 2016-10-16
Appointing Representative Name AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Appointing Representative Number 000234527
Appointing Representative ABN 11005357522
Further Restrictions Securities: Class of product only. Government Debentures, Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.

Authorisations to provide financial product advice

  • KATHRYN ELISE ALLEN

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Securities: Class of product only. Government Debentures, Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.
2015-04-13 - 2016-10-16 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
000232591 WHITTLE & SKOK FINANCIAL SERVICES PTY. LTD. 2013-01-06 - 2015-03-01

Licensee Information

Licence Name AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence Number 000234527
Licence ABN 11005357522

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.