ANIKA NICHOLAS (Adviser# 001238778) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 18, 2018.
| Register Name | Financial Advisers |
| Adviser Name | ANIKA NICHOLAS |
| Adviser Number | 001238778 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2016 |
| Financial Service (AFS) Licence |
Licence# 000220897 HOOD SWEENEY SECURITIES PTY LTD |
| Licence ABN | 40081455165 |
| Adviser Start Date | 2018-07-18 |
| Appointing Representative Name | HOOD SWEENEY SECURITIES PTY LTD |
| Appointing Representative Number | 000220897 |
| Appointing Representative ABN | 40081455165 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Anika Nicholas is not Authorised to provide financial product advice on Margin Lending Facilities |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business (Qualification) | Flinders University |
| Diploma of Financial Planning (Qualification) | Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000220897 |
HOOD SWEENEY SECURITIES PTY LTD
Further restrictions: Anika Nicholas is not Authorised to provide financial product advice on Margin Lending Facilities |
2018-07-18 - | HOOD SWEENEY SECURITIES PTY LTD |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2016-11-23 - 2018-03-27 | MACQUARIE EQUITIES LIMITED |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2016-01-25 - 2016-11-11 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | HOOD SWEENEY SECURITIES PTY LTD |
| Licence Number | 000220897 |
| Licence ABN | 40081455165 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| THYRA MARGUERITE WILTON | Hood Sweeney Securities Pty Ltd | Current | 2018-07-18 |
| CHRISTINA TRAN | Hood Sweeney Securities Pty Ltd | Current | 2017-12-19 |
| MEGAN LOUISE HENDERSON | Hood Sweeney Securities Pty Ltd | Current | 2017-07-10 |
| HANNAH KATE WALLER | Hood Sweeney Securities Pty Ltd | Current | 2015-10-23 |
| ISAAC KALLESKE | Hood Sweeney Securities Pty Ltd | Current | 2015-10-23 |
| CRAIG GEOFFREY SCROOP | Hood Sweeney Securities Pty Ltd | Current | 2014-03-12 |
| KATHRYN ELISE LIEBEZEIT | Hood Sweeney Securities Pty Ltd | Current | 2013-07-22 |
| SUSAN LY | Hood Sweeney Securities Pty Ltd | Current | 2012-12-21 |
| STEVEN ROBERT MONACO | Hood Sweeney Securities Pty Ltd | Current | 2009-07-29 |
| DARREN PAUL SEARLE | Hood Sweeney Securities Pty Ltd | Current | 2009-06-04 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.