TROY OTTENS (Adviser# 001238989) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 27, 2017.
| Register Name | Financial Advisers |
| Adviser Name | TROY OTTENS |
| Adviser Number | 001238989 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2016 |
| Financial Service (AFS) Licence |
Licence# 000239180 PRIMESTOCK SECURITIES LIMITED |
| Licence ABN | 67089676068 |
| Adviser Start Date | 2017-03-27 |
| Adviser End Date | 2018-08-24 |
| Appointing Representative Name | PRIMESTOCK SECURITIES LIMITED |
| Appointing Representative Number | 000239180 |
| Appointing Representative ABN | 67089676068 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000239180 | PRIMESTOCK SECURITIES LIMITED | 2017-03-27 - 2018-08-24 | PRIMESTOCK SECURITIES LIMITED |
| 000243253 |
FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED |
2016-09-12 - 2017-01-09 | FINDEX ADVICE SERVICES PTY LTD |
| 000318613 |
SHADFORTH FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD Further restrictions: This Authority permits the person to provide the financial services specified, under direct supervision of a personal client adviser (PCA), or in the case of written advice, where it has been checked and countersigned by a PCA before issue. Can advise in Superannuation except Self Managed Superannuation Funds. |
2016-02-03 - 2016-08-05 | SHADFORTH FINANCIAL GROUP LIMITED |
| Licence Name | PRIMESTOCK SECURITIES LIMITED |
| Licence Number | 000239180 |
| Licence ABN | 67089676068 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SAMIDHA SINGH MORRIS | Primestock Securities Limited | Current | 2018-08-14 |
| MICHAEL COOPER | Primestock Securities Limited | Current | 2018-07-31 |
| NICHOLAS JOHN MILLER | Primestock Securities Limited | Current | 2018-04-27 |
| JARROD KEVIN RODDA | Primestock Securities Limited | Current | 2018-04-27 |
| PETRA VOZENILKOVA | Primestock Securities Limited | Ceased | 2017-08-15 |
| ROBERT JOHN PETRAKOS | Primestock Securities Limited | Current | 2017-05-01 |
| CHRISTOPHER WILLIAM JONES | Primestock Securities Limited | Ceased | 2017-02-10 |
| MUYU JIN | Primestock Securities Limited | Ceased | 2017-02-10 |
| MARTIN GEORGE THOMPSON | Primestock Securities Limited | Ceased | 2017-02-10 |
| DYLAN JAMES CRESSWELL | Primestock Securities Limited | Current | 2016-11-21 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.