PRIMESTOCK SECURITIES LIMITED


Address: South Yarra, VIC 3141, Australia

PRIMESTOCK SECURITIES LIMITED (Licence# 000239180) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name PRIMESTOCK SECURITIES LIMITED
Licence Number 000239180
Licence ABN 67089676068
Issue Date 2004-01-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 197485
InsLif 90417
Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes including:
        • the investor directed portfolio service known as "The Investor Portfolio Service"; and
        • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • the investor directed portfolio service known as "The Investor Portfolio Service";
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000276634 SAMIDHA SINGH MORRIS Current 2018-08-14
000429403 MICHAEL COOPER Current 2018-07-31
001263611 NICHOLAS JOHN MILLER Current 2018-04-27
001263612 JARROD KEVIN RODDA Current 2018-04-27
001257474 PETRA VOZENILKOVA Ceased 2017-08-15
001254187 ROBERT JOHN PETRAKOS Current 2017-05-01
001238989 TROY OTTENS Ceased 2017-03-27
001251896 CHRISTOPHER WILLIAM JONES Ceased 2017-02-10
001251895 MUYU JIN Ceased 2017-02-10
001241216 MARTIN GEORGE THOMPSON Ceased 2017-02-10

Office Location

Locality SOUTH YARRA
State VIC
Postcode 3141
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BRADSHAW, DAVID ANTHONY 2017-07-05 South Yarra, VIC 3141, Australia
EKS ADVISORY PTY LTD 2017-06-01 South Yarra, VIC 3141, Australia
TWF FINANCIAL PTY LTD 2017-02-23 South Yarra, VIC 3141, Australia
ARK INVESTMENT PARTNERS PTY LTD 2016-08-11 South Yarra, VIC 3141, Australia
C W SPITTAL & ASSOCIATES (MANAGEMENT) PTY LTD 2016-06-16 South Yarra, VIC 3141, Australia
SMSF ADVANTAGE PTY. LTD. 2016-06-10 South Yarra, VIC 3141, Australia
INTRINSIC PARTNERS PTY LTD 2015-06-25 South Yarra, VIC 3141, Australia
AVOCA CAPITAL ADVISORS PTY LIMITED 2015-02-26 South Yarra, VIC 3141, Australia
INVESTOR CAPITAL ADVISORY PTY LTD 2014-02-20 South Yarra, VIC 3141, Australia
VICTORIA CAPITAL PTY LTD 2012-12-03 South Yarra, VIC 3141, Australia

Competitor

Search similar business entities

Postal Code 3141

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.