MARTIN GEORGE THOMPSON (Adviser# 001241216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is February 10, 2017.
Register Name | Financial Advisers |
Adviser Name | MARTIN GEORGE THOMPSON |
Adviser Number | 001241216 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2016 |
Financial Service (AFS) Licence |
Licence# 000239180 PRIMESTOCK SECURITIES LIMITED |
Licence ABN | 67089676068 |
Adviser Start Date | 2017-02-10 |
Adviser End Date | 2018-05-02 |
Appointing Representative Name | PRIMESTOCK SECURITIES LIMITED |
Appointing Representative Number | 000239180 |
Appointing Representative ABN | 67089676068 |
Disciplinary Action Start Date | 11/02/2014 |
Disciplinary Action End Date | 14/07/2015 |
Disciplinary Action Type | Disciplinary action manually added. |
Further Restrictions | Advice is limited to Self Managed Super Funds |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000239180 |
PRIMESTOCK SECURITIES LIMITED
Further restrictions: Advice is limited to Self Managed Super Funds |
2017-02-10 - 2018-05-02 | PRIMESTOCK SECURITIES LIMITED |
000234664 |
SMSF ADVICE PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2016-04-21 - 2016-10-11 | SMSF ADVICE PTY LIMITED |
Licence Name | PRIMESTOCK SECURITIES LIMITED |
Licence Number | 000239180 |
Licence ABN | 67089676068 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
SAMIDHA SINGH MORRIS | Primestock Securities Limited | Current | 2018-08-14 |
MICHAEL COOPER | Primestock Securities Limited | Current | 2018-07-31 |
NICHOLAS JOHN MILLER | Primestock Securities Limited | Current | 2018-04-27 |
JARROD KEVIN RODDA | Primestock Securities Limited | Current | 2018-04-27 |
PETRA VOZENILKOVA | Primestock Securities Limited | Ceased | 2017-08-15 |
ROBERT JOHN PETRAKOS | Primestock Securities Limited | Current | 2017-05-01 |
TROY OTTENS | Primestock Securities Limited | Ceased | 2017-03-27 |
CHRISTOPHER WILLIAM JONES | Primestock Securities Limited | Ceased | 2017-02-10 |
MUYU JIN | Primestock Securities Limited | Ceased | 2017-02-10 |
DYLAN JAMES CRESSWELL | Primestock Securities Limited | Current | 2016-11-21 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.