MARTIN GEORGE THOMPSON


Licensee: PRIMESTOCK SECURITIES LIMITED

MARTIN GEORGE THOMPSON (Adviser# 001241216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is February 10, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name MARTIN GEORGE THOMPSON
Adviser Number 001241216
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000239180
PRIMESTOCK SECURITIES LIMITED
Licence ABN 67089676068
Adviser Start Date 2017-02-10
Adviser End Date 2018-05-02
Appointing Representative Name PRIMESTOCK SECURITIES LIMITED
Appointing Representative Number 000239180
Appointing Representative ABN 67089676068
Disciplinary Action Start Date 11/02/2014
Disciplinary Action End Date 14/07/2015
Disciplinary Action Type Disciplinary action manually added.
Further Restrictions Advice is limited to Self Managed Super Funds

Authorisations to provide financial product advice

  • MARTIN GEORGE THOMPSON

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000239180 PRIMESTOCK SECURITIES LIMITED
Further restrictions: Advice is limited to Self Managed Super Funds
2017-02-10 - 2018-05-02 PRIMESTOCK SECURITIES LIMITED
000234664 SMSF ADVICE PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2016-04-21 - 2016-10-11 SMSF ADVICE PTY LIMITED

Licensee Information

Licence Name PRIMESTOCK SECURITIES LIMITED
Licence Number 000239180
Licence ABN 67089676068

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SAMIDHA SINGH MORRIS Primestock Securities Limited Current 2018-08-14
MICHAEL COOPER Primestock Securities Limited Current 2018-07-31
NICHOLAS JOHN MILLER Primestock Securities Limited Current 2018-04-27
JARROD KEVIN RODDA Primestock Securities Limited Current 2018-04-27
PETRA VOZENILKOVA Primestock Securities Limited Ceased 2017-08-15
ROBERT JOHN PETRAKOS Primestock Securities Limited Current 2017-05-01
TROY OTTENS Primestock Securities Limited Ceased 2017-03-27
CHRISTOPHER WILLIAM JONES Primestock Securities Limited Ceased 2017-02-10
MUYU JIN Primestock Securities Limited Ceased 2017-02-10
DYLAN JAMES CRESSWELL Primestock Securities Limited Current 2016-11-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.