TROY OTTENS


Licensee: PRIMESTOCK SECURITIES LIMITED

TROY OTTENS (Adviser# 001238989) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 27, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name TROY OTTENS
Adviser Number 001238989
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000239180
PRIMESTOCK SECURITIES LIMITED
Licence ABN 67089676068
Adviser Start Date 2017-03-27
Adviser End Date 2018-08-24
Appointing Representative Name PRIMESTOCK SECURITIES LIMITED
Appointing Representative Number 000239180
Appointing Representative ABN 67089676068

Authorisations to provide financial product advice

  • TROY OTTENS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000239180 PRIMESTOCK SECURITIES LIMITED 2017-03-27 - 2018-08-24 PRIMESTOCK SECURITIES LIMITED
000243253 FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2016-09-12 - 2017-01-09 FINDEX ADVICE SERVICES PTY LTD
000318613 SHADFORTH FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD
Further restrictions: This Authority permits the person to provide the financial services specified, under direct supervision of a personal client adviser (PCA), or in the case of written advice, where it has been checked and countersigned by a PCA before issue. Can advise in Superannuation except Self Managed Superannuation Funds.
2016-02-03 - 2016-08-05 SHADFORTH FINANCIAL GROUP LIMITED

Licensee Information

Licence Name PRIMESTOCK SECURITIES LIMITED
Licence Number 000239180
Licence ABN 67089676068

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SAMIDHA SINGH MORRIS Primestock Securities Limited Current 2018-08-14
MICHAEL COOPER Primestock Securities Limited Current 2018-07-31
NICHOLAS JOHN MILLER Primestock Securities Limited Current 2018-04-27
JARROD KEVIN RODDA Primestock Securities Limited Current 2018-04-27
PETRA VOZENILKOVA Primestock Securities Limited Ceased 2017-08-15
ROBERT JOHN PETRAKOS Primestock Securities Limited Current 2017-05-01
CHRISTOPHER WILLIAM JONES Primestock Securities Limited Ceased 2017-02-10
MUYU JIN Primestock Securities Limited Ceased 2017-02-10
MARTIN GEORGE THOMPSON Primestock Securities Limited Ceased 2017-02-10
DYLAN JAMES CRESSWELL Primestock Securities Limited Current 2016-11-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.