IAN CHUN LAU


Licensee: RICHMOND WEALTH PTY LTD

IAN CHUN LAU (Adviser# 001246120) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name IAN CHUN LAU
Adviser Number 001246120
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000461605
RICHMOND WEALTH PTY LTD
Licence ABN 84600426391
Adviser Start Date 2016-08-01
Adviser End Date 2018-05-18
Appointing Representative Name RICHMOND PRIVATE WEALTH PTY LTD
Appointing Representative Number 000463802
Further Restrictions Advice on superannuation excludes self managed superannuation funds. Excluded margin lending.

Authorisations to provide financial product advice

  • IAN CHUN LAU

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000461605 RICHMOND WEALTH PTY LTD
Further restrictions: Advice on superannuation excludes self managed superannuation funds. Excluded margin lending.
2016-08-01 - 2018-05-18 RICHMOND PRIVATE WEALTH PTY LTD

Licensee Information

Licence Name RICHMOND WEALTH PTY LTD
Licence Number 000461605
Licence ABN 84600426391

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RORY MARTIN O'SHAUGHNESSY Richmond Wealth Pty Ltd Current 2018-05-18
SCOTT DOUGLAS STANLEY Richmond Wealth Pty Ltd Current 2014-09-01
JOHN R DIMITROFF Richmond Wealth Pty Ltd Ceased 2014-09-01
PAUL GARDINER Richmond Wealth Pty Ltd Ceased 2014-09-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RORY MARTIN O'SHAUGHNESSY Richmond Wealth Pty Ltd Current 2018-05-18
SCOTT DOUGLAS STANLEY Richmond Wealth Pty Ltd Current 2014-09-01
JOHN R DIMITROFF Richmond Wealth Pty Ltd Ceased 2014-09-01
PAUL GARDINER Richmond Wealth Pty Ltd Ceased 2014-09-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.