SCOTT DOUGLAS STANLEY


Licensee: RICHMOND WEALTH PTY LTD

SCOTT DOUGLAS STANLEY (Adviser# 000229835) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 1, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name SCOTT DOUGLAS STANLEY
Adviser Number 000229835
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1993
Financial Service (AFS) Licence Licence# 000461605
RICHMOND WEALTH PTY LTD
Licence ABN 84600426391
Adviser Start Date 2014-09-01
Appointing Representative Name RICHMOND PRIVATE WEALTH PTY LTD
Appointing Representative Number 000463802
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • SCOTT DOUGLAS STANLEY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Edith Cowan University
Graduate Diploma of Financial Planning Securities Institute of Australia
SMSF Specialist Advisor SMSF Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000461605 RICHMOND WEALTH PTY LTD 2014-09-01 - RICHMOND PRIVATE WEALTH PTY LTD
000227870 REDWOOD WEALTH ALLIANCE PTY LTD
Licence controlled by: COTT INVEST PTY LTD
1998-04-01 - 2014-08-30 SCOTT DOUGLAS STANLEY

Licensee Information

Licence Name RICHMOND WEALTH PTY LTD
Licence Number 000461605
Licence ABN 84600426391

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RORY MARTIN O'SHAUGHNESSY Richmond Wealth Pty Ltd Current 2018-05-18
IAN CHUN LAU Richmond Wealth Pty Ltd Ceased 2016-08-01
JOHN R DIMITROFF Richmond Wealth Pty Ltd Ceased 2014-09-01
PAUL GARDINER Richmond Wealth Pty Ltd Ceased 2014-09-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RORY MARTIN O'SHAUGHNESSY Richmond Wealth Pty Ltd Current 2018-05-18
IAN CHUN LAU Richmond Wealth Pty Ltd Ceased 2016-08-01
JOHN R DIMITROFF Richmond Wealth Pty Ltd Ceased 2014-09-01
PAUL GARDINER Richmond Wealth Pty Ltd Ceased 2014-09-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.