DIANA CAROL FRASER


Licensee: KODA CAPITAL PTY LTD

DIANA CAROL FRASER (Adviser# 001247709) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 6, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name DIANA CAROL FRASER
Adviser Number 001247709
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1994
Financial Service (AFS) Licence Licence# 000452581
KODA CAPITAL PTY LTD
Licence ABN 65166491961
Adviser Start Date 2016-09-06
Appointing Representative Name KODA CAPITAL PTY LTD
Appointing Representative Number 000452581
Appointing Representative ABN 65166491961

Authorisations to provide financial product advice

  • DIANA CAROL FRASER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
ASX ADA 1 Kaplan Professional
ASX ADA 2 Kaplan Professional
Diploma in Stockbroking Deakin Prime
Margin Lending Deakin Prime
Securities & Managed Investments Deakin Prime

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000452581 KODA CAPITAL PTY LTD 2016-09-06 - KODA CAPITAL PTY LTD
000341162 JBWERE LTD
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2013-03-01 - 2016-09-05
000235408 MORGANS FINANCIAL PLANNING PTY LIMITED 2010-06-01 - 2012-06-01

Licensee Information

Licence Name KODA CAPITAL PTY LTD
Licence Number 000452581
Licence ABN 65166491961

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ALISON MATTHEWS Koda Capital Pty Ltd Current 2018-08-08
JUSTIN LUCAS Koda Capital Pty Ltd Current 2018-06-04
KALAICHELVI ARAVINDAN Koda Capital Pty Ltd Current 2018-06-04
BRENDAN JONES Koda Capital Pty Ltd Current 2018-03-15
JAMES HAWTHORNE Koda Capital Pty Ltd Current 2018-02-15
LEON LINDSAY DIER Koda Capital Pty Ltd Current 2017-12-20
CRAIG ADAM TONKES Koda Capital Pty Ltd Current 2017-09-28
JAMES ALEXANDER MIDDLEDITCH Koda Capital Pty Ltd Current 2017-05-01
DANIEL JOHN MEECH Koda Capital Pty Ltd Current 2017-02-01
CLAYTON LARCOMBE Koda Capital Pty Ltd Ceased 2017-01-23

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.