LACHLAN GRAEME OWEN (Adviser# 001247985) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 19, 2016.
| Register Name | Financial Advisers |
| Adviser Name | LACHLAN GRAEME OWEN |
| Adviser Number | 001247985 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2016 |
| Financial Service (AFS) Licence |
Licence# 000246827 PHILLIP CAPITAL LIMITED |
| Licence ABN | 14002918247 |
| Adviser Start Date | 2016-09-19 |
| Adviser End Date | 2018-06-29 |
| Appointing Representative Name | COMMODITIES SERVICES PTY LTD |
| Appointing Representative Number | 001247889 |
| Appointing Representative ABN | 44087290882 |
| Further Restrictions | (iii)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor, without the prior written approval from the Principal, is prohibited from providing the following financial services for or on behalf of the Principal:a)Operating registered schemesb)Advice or dealing in derivatives c)Life products, d)General insurance productse)Superannuationf)MDA services;g)Underwriting services; andh)Custodial services.Capital Raising(iv)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor is not authorised to provide capital raisings services without the prior written approval from the Principal. If the Principal provides such written approval to provide capital raisings services, the Contractor agrees a)To follow the written Due Diligence and capital raising procedures as advised by the Principal; and, b)That it will not commit the Principal to any capital raising without the Principals prio |
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| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: (iii)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor, without the prior written approval from the Principal, is prohibited from providing the following financial services for or on behalf of the Principal:a)Operating registered schemesb)Advice or dealing in derivatives c)Life products, d)General insurance productse)Superannuationf)MDA services;g)Underwriting services; andh)Custodial services.Capital Raising(iv)Notwithstanding that the Principal is authorised to provide financial services in accordance with its AFSL, the Contractor is not authorised to provide capital raisings services without the prior written approval from the Principal. If the Principal provides such written approval to provide capital raisings services, the Contractor agrees a)To follow the written Due Diligence and capital raising procedures as advised by the Principal; and, b)That it will not commit the Principal to any capital raising without the Principals prio |
2016-09-19 - 2018-06-29 | COMMODITIES SERVICES PTY LTD |
| Licence Name | PHILLIP CAPITAL LIMITED |
| Licence Number | 000246827 |
| Licence ABN | 14002918247 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK WILSON WISEMAN | Phillip Capital Limited | Current | 2018-06-29 |
| LAY CHIENG CHYE | Phillip Capital Limited | Ceased | 2017-03-01 |
| MICHAEL CORI | Phillip Capital Limited | Ceased | 2017-01-30 |
| NICK KATIFORIS | Phillip Capital Limited | Ceased | 2017-01-23 |
| ERWIN JOSEPH TAN | Phillip Capital Limited | Ceased | 2017-01-18 |
| RAHN CATO | Phillip Capital Limited | Ceased | 2016-10-26 |
| JEAN-FRANCOIS BERTINCOURT | Phillip Capital Limited | Ceased | 2016-09-22 |
| DAVID XI ZHU | Phillip Capital Limited | Ceased | 2016-09-13 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-12 |
| ROBIN FIRTH HUGHES | Phillip Capital Limited | Ceased | 2016-09-07 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.