CHRISTOPHER SMITH (Adviser# 001253835) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 17, 2018.
Register Name | Financial Advisers |
Adviser Name | CHRISTOPHER SMITH |
Adviser Number | 001253835 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2017 |
Financial Service (AFS) Licence |
Licence# 000339384 AXIES PTY. LTD. |
Licence ABN | 38136704446 |
Adviser Start Date | 2018-08-17 |
Appointing Representative Name | THE TRUSTEE FOR JOHN CACHIA FAMILY TRUST |
Appointing Representative Number | 001266894 |
Appointing Representative ABN | 45955158324 |
Memberships | Association of Financial Advisers (AFA) |
Further Restrictions | Not Authorised for SMSF |
|
Qualification / Degree | Institute / School |
---|---|
Diploma of Financial Planning | Kaplan |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000339384 |
AXIES PTY. LTD.
Further restrictions: Not Authorised for SMSF |
2018-08-17 - | THE TRUSTEE FOR JOHN CACHIA FAMILY TRUST |
000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice and SMSF excludes SMSF |
2018-02-14 - 2018-05-07 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
000230689 |
APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2017-04-13 - 2018-02-13 | APOGEE FINANCIAL PLANNING LIMITED |
Licence Name | AXIES PTY. LTD. |
Licence Number | 000339384 |
Licence ABN | 38136704446 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
CARLOS MEDRANO | Axies Pty. Ltd. | Current | 2018-08-20 |
JOHN ROSS CACHIA | Axies Pty. Ltd. | Current | 2018-08-17 |
LEVENT ALDOGAN | Axies Pty. Ltd. | Current | 2018-08-17 |
DEEPTI SUBHASH ALURKAR | Axies Pty. Ltd. | Current | 2018-07-18 |
PAUL HENRI DE THOUARS | Axies Pty. Ltd. | Current | 2018-07-11 |
BENJAMIN JAMES COLLINS | Axies Pty. Ltd. | Current | 2018-07-09 |
BENJAMIN RICKETTS | Axies Pty. Ltd. | Current | 2018-07-06 |
BARRY VINCENT LYNAM | Axies Pty. Ltd. | Current | 2018-07-06 |
MICHAEL CURNOW | Axies Pty. Ltd. | Current | 2018-07-06 |
NIRLEP KALRA | Axies Pty. Ltd. | Current | 2018-07-02 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.