YAISHVI ROOPNARAIN


Licensee: VERTICAL CAPITAL MARKETS PTY. LTD.

YAISHVI ROOPNARAIN (Adviser# 001258083) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 11, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name YAISHVI ROOPNARAIN
Adviser Number 001258083
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000418418
VERTICAL CAPITAL MARKETS PTY. LTD.
Licence ABN 11147186114
Adviser Start Date 2017-07-11
Appointing Representative Name VERTICAL CAPITAL MARKETS PTY. LTD.
Appointing Representative Number 000418418
Appointing Representative ABN 11147186114

Authorisations to provide financial product advice

  • YAISHVI ROOPNARAIN
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Administration major in Finance - S P Jain School of Global Management
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000418418 VERTICAL CAPITAL MARKETS PTY. LTD. 2017-07-11 - VERTICAL CAPITAL MARKETS PTY. LTD.

Licensee Information

Licence Name VERTICAL CAPITAL MARKETS PTY. LTD.
Licence Number 000418418
Licence ABN 11147186114

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
STEVAN ADZIC Vertical Capital Markets Pty. Ltd. Ceased 2017-06-08
MEENA ANTHONY AWAD Vertical Capital Markets Pty. Ltd. Ceased 2016-09-19
ANDREA JONATHAN SHERSHOFF Vertical Capital Markets Pty. Ltd. Ceased 2016-09-19
JAMES PETER WHELAN Vertical Capital Markets Pty. Ltd. Current 2016-03-17
RENERA JOSEPHINE THOMPSON Vertical Capital Markets Pty. Ltd. Ceased 2016-01-01
MICHAEL DULIEU Vertical Capital Markets Pty. Ltd. Current 2014-02-03
MARTIN ALEXANDER WOODS Vertical Capital Markets Pty. Ltd. Current 2014-02-03
STEFAN UROSEVIC Vertical Capital Markets Pty. Ltd. Current 2013-05-17
DANILO MEDOJEVIC Vertical Capital Markets Pty. Ltd. Current 2013-04-05
DANIEL MOSS Vertical Capital Markets Pty. Ltd. Current 2012-07-02

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.