YAISHVI ROOPNARAIN (Adviser# 001258083) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 11, 2017.
Register Name | Financial Advisers |
Adviser Name | YAISHVI ROOPNARAIN |
Adviser Number | 001258083 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2017 |
Financial Service (AFS) Licence |
Licence# 000418418 VERTICAL CAPITAL MARKETS PTY. LTD. |
Licence ABN | 11147186114 |
Adviser Start Date | 2017-07-11 |
Appointing Representative Name | VERTICAL CAPITAL MARKETS PTY. LTD. |
Appointing Representative Number | 000418418 |
Appointing Representative ABN | 11147186114 |
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Qualification / Degree | Institute / School |
---|---|
Bachelor of Business Administration | major in Finance - S P Jain School of Global Management |
Diploma of Financial Planning | Kaplan |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000418418 | VERTICAL CAPITAL MARKETS PTY. LTD. | 2017-07-11 - | VERTICAL CAPITAL MARKETS PTY. LTD. |
Licence Name | VERTICAL CAPITAL MARKETS PTY. LTD. |
Licence Number | 000418418 |
Licence ABN | 11147186114 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
STEVAN ADZIC | Vertical Capital Markets Pty. Ltd. | Ceased | 2017-06-08 |
MEENA ANTHONY AWAD | Vertical Capital Markets Pty. Ltd. | Ceased | 2016-09-19 |
ANDREA JONATHAN SHERSHOFF | Vertical Capital Markets Pty. Ltd. | Ceased | 2016-09-19 |
JAMES PETER WHELAN | Vertical Capital Markets Pty. Ltd. | Current | 2016-03-17 |
RENERA JOSEPHINE THOMPSON | Vertical Capital Markets Pty. Ltd. | Ceased | 2016-01-01 |
MICHAEL DULIEU | Vertical Capital Markets Pty. Ltd. | Current | 2014-02-03 |
MARTIN ALEXANDER WOODS | Vertical Capital Markets Pty. Ltd. | Current | 2014-02-03 |
STEFAN UROSEVIC | Vertical Capital Markets Pty. Ltd. | Current | 2013-05-17 |
DANILO MEDOJEVIC | Vertical Capital Markets Pty. Ltd. | Current | 2013-04-05 |
DANIEL MOSS | Vertical Capital Markets Pty. Ltd. | Current | 2012-07-02 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.