DANIEL MOSS


Licensee: VERTICAL CAPITAL MARKETS PTY. LTD.

DANIEL MOSS (Adviser# 001004598) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 2, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name DANIEL MOSS
Adviser Number 001004598
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000418418
VERTICAL CAPITAL MARKETS PTY. LTD.
Licence ABN 11147186114
Adviser Start Date 2012-07-02
Appointing Representative Name VERTICAL CAPITAL MARKETS PTY. LTD.
Appointing Representative Number 000418418
Appointing Representative ABN 11147186114

Authorisations to provide financial product advice

  • DANIEL MOSS
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX Accredited Derivatives Adviser Level 1 (ADA1) Kaplan
ASX Accredited Derivatives Adviser Level 2 (ADA2) Kaplan
Margin Lending and Geared Investments Elective Kaplan
RG146 Specialist Knowledge Managed Investments - Financial Education Professionals
The Securities & Derivatives Industry Association (SDIA) Accreditation Program RG146 - SDIA/Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000418418 VERTICAL CAPITAL MARKETS PTY. LTD. 2012-07-02 - VERTICAL CAPITAL MARKETS PTY. LTD.
000335692 INTERNATIONAL CAPITAL MARKETS PTY. LTD.
Licence controlled by: BUD CORPORATION PTY. LTD.
2010-11-15 - 2012-06-30 VERTICAL CAPITAL MARKETS PTY. LTD.
000309743 KINETIC SECURITIES PTY. LIMITED 2008-03-01 - 2010-11-12

Licensee Information

Licence Name VERTICAL CAPITAL MARKETS PTY. LTD.
Licence Number 000418418
Licence ABN 11147186114

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
YAISHVI ROOPNARAIN Vertical Capital Markets Pty. Ltd. Current 2017-07-11
STEVAN ADZIC Vertical Capital Markets Pty. Ltd. Ceased 2017-06-08
MEENA ANTHONY AWAD Vertical Capital Markets Pty. Ltd. Ceased 2016-09-19
ANDREA JONATHAN SHERSHOFF Vertical Capital Markets Pty. Ltd. Ceased 2016-09-19
JAMES PETER WHELAN Vertical Capital Markets Pty. Ltd. Current 2016-03-17
RENERA JOSEPHINE THOMPSON Vertical Capital Markets Pty. Ltd. Ceased 2016-01-01
MICHAEL DULIEU Vertical Capital Markets Pty. Ltd. Current 2014-02-03
MARTIN ALEXANDER WOODS Vertical Capital Markets Pty. Ltd. Current 2014-02-03
STEFAN UROSEVIC Vertical Capital Markets Pty. Ltd. Current 2013-05-17
DANILO MEDOJEVIC Vertical Capital Markets Pty. Ltd. Current 2013-04-05

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.