THI HONG HANH NGUYEN (Adviser# 001260062) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 22, 2017.
| Register Name | Financial Advisers |
| Adviser Name | THI HONG HANH NGUYEN |
| Adviser Number | 001260062 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000289621 UNISON WEALTH MANAGEMENT PTY LTD |
| Licence ABN | 30105085612 |
| Licence Controlled By |
UNISON FINANCIAL GROUP PTY LTD UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 09/03/2016] UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 17/11/2017] VIEPLAN PTY LTD [Date Ceased: 17/11/2017] |
| Adviser Start Date | 2017-11-22 |
| Appointing Representative Name | UNISON WEALTH MANAGEMENT PTY LTD |
| Appointing Representative Number | 000289621 |
| Appointing Representative ABN | 30105085612 |
| Memberships | Chartered Accountants Australia and New Zealand (CA) |
| Further Restrictions | SMSF AdviceProvide financial product advice (as defined in s766B Corporations Act) to retail and wholesale clients on:self-managed superannuation funds;superannuation products in relation to a clients existing holding in a superannuation product but only to the extent required for:making a recommendation that the client establish a self-managed superannuation fund; orproviding advice to the client on contributions or pensions under a superannuation product.Class of Product AdviceProvide class of product advice (as defined in s912A(4) of the Corporations Act) to retail and wholesale clients on:superannuation products;securities;simple managed investment schemes;general insurance products;life risk insurance products;basic deposit products.ArrangingArrange to deal in an interest in a self-managed superannuation fund in respect of retail and wholesale clients. |
|
| Qualification / Degree | Institute / School |
|---|---|
| FNS10-RG146 Superannuation | KAPLAN Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000289621 |
UNISON WEALTH MANAGEMENT PTY LTD
Licence controlled by: UNISON FINANCIAL GROUP PTY LTD ~ UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 09/03/2016] ~ UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 17/11/2017] ~ VIEPLAN PTY LTD [Date Ceased: 17/11/2017] Further restrictions: SMSF AdviceProvide financial product advice (as defined in s766B Corporations Act) to retail and wholesale clients on:self-managed superannuation funds;superannuation products in relation to a clients existing holding in a superannuation product but only to the extent required for:making a recommendation that the client establish a self-managed superannuation fund; orproviding advice to the client on contributions or pensions under a superannuation product.Class of Product AdviceProvide class of product advice (as defined in s912A(4) of the Corporations Act) to retail and wholesale clients on:superannuation products;securities;simple managed investment schemes;general insurance products;life risk insurance products;basic deposit products.ArrangingArrange to deal in an interest in a self-managed superannuation fund in respect of retail and wholesale clients. |
2017-11-22 - | UNISON WEALTH MANAGEMENT PTY LTD |
| Licence Name | UNISON WEALTH MANAGEMENT PTY LTD |
| Licence Number | 000289621 |
| Licence ABN | 30105085612 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| NICOLE SIMONE ROSEN | Unison Wealth Management Pty Ltd | Current | 2018-07-10 |
| NIRANJAN DESHPANDE | Unison Wealth Management Pty Ltd | Current | 2017-11-20 |
| BRENT ANDREW GLOURY | Unison Wealth Management Pty Ltd | Current | 2017-10-07 |
| CRAIG KNIGHT SOMMERVILLE | Unison Wealth Management Pty Ltd | Current | 2017-09-10 |
| JANELLE MURIEL BRENT | Unison Wealth Management Pty Ltd | Current | 2017-08-30 |
| RAJESH RAJPAL | Unison Wealth Management Pty Ltd | Current | 2017-07-16 |
| MANUEL TSIRMIRIS | Unison Wealth Management Pty Ltd | Current | 2017-05-12 |
| DARREN JENNINGS | Unison Wealth Management Pty Ltd | Current | 2017-03-23 |
| KEVIN LAU TIM LING | Unison Wealth Management Pty Ltd | Current | 2017-03-01 |
| ALAN VICTOR MITCHELL | Unison Wealth Management Pty Ltd | Current | 2016-11-21 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.