ALEXANDRA CARROLL (Adviser# 001262843) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 21, 2018.
| Register Name | Financial Advisers |
| Adviser Name | ALEXANDRA CARROLL |
| Adviser Number | 001262843 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2018 |
| Financial Service (AFS) Licence |
Licence# 000243480 BELL POTTER SECURITIES LIMITED |
| Licence ABN | 25006390772 |
| Licence Controlled By | BELL FINANCIAL GROUP LIMITED |
| Adviser Start Date | 2018-03-21 |
| Appointing Representative Name | BELL POTTER SECURITIES LIMITED |
| Appointing Representative Number | 000243480 |
| Appointing Representative ABN | 25006390772 |
| Further Restrictions | under the supervision of a senior adviser and State Manager |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Advsers Level 1 | ADA1 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo |
| Accredited Derivatives Advsers Level 2 | ADA2 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo |
| Professional Diploma in Stockbroking | Stockbrokers Association of Australia / DeakinPrime |
| Superannuation Accreditation Program | Stockbrokers Association of Australia / DeakinPrime |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000243480 |
BELL POTTER SECURITIES LIMITED
Licence controlled by: BELL FINANCIAL GROUP LIMITED Further restrictions: under the supervision of a senior adviser and State Manager |
2018-03-21 - | BELL POTTER SECURITIES LIMITED |
| Licence Name | BELL POTTER SECURITIES LIMITED |
| Licence Number | 000243480 |
| Licence ABN | 25006390772 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| HARRY SYDNEY JOHN ALLEN | Bell Potter Securities Limited | Current | 2018-08-09 |
| ELIZABETH MORRIS | Bell Potter Securities Limited | Current | 2018-07-18 |
| SIENA WHITE | Bell Potter Securities Limited | Current | 2018-07-12 |
| MATTHEW JUSTIN CAREY | Bell Potter Securities Limited | Current | 2018-07-02 |
| ROBERT TEAL | Bell Potter Securities Limited | Current | 2018-06-28 |
| GEOFF OATEN | Bell Potter Securities Limited | Current | 2018-06-21 |
| JEEVAN INTHERARASA | Bell Potter Securities Limited | Current | 2018-06-07 |
| TOM MAXWELL | Bell Potter Securities Limited | Current | 2018-05-31 |
| JONATHAN ERIC FREDERICK MATSEN | Bell Potter Securities Limited | Current | 2018-05-29 |
| JULIAN TREWIN PETER HEWITT | Bell Potter Securities Limited | Current | 2018-03-15 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.