MONIQUE CECELIA JAMES (Adviser# 001265239) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 20, 2018.
| Register Name | Financial Advisers |
| Adviser Name | MONIQUE CECELIA JAMES |
| Adviser Number | 001265239 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000236048 SHAW AND PARTNERS LIMITED |
| Licence ABN | 24003221583 |
| Adviser Start Date | 2018-06-20 |
| Appointing Representative Name | SHAW AND PARTNERS LIMITED |
| Appointing Representative Number | 000236048 |
| Appointing Representative ABN | 24003221583 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services | Kaplan |
| Bachelor of Commerce (Accounting & Finance) | James Cook University |
| Diploma of Financial Services (Financial Planning) | Kaplan |
| Margin Lending & Geared Investments | Kaplan |
| Self Managed Super Funds | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000236048 | SHAW AND PARTNERS LIMITED | 2018-06-20 - | SHAW AND PARTNERS LIMITED |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2016-03-21 - 2018-05-17 | |
| 000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2008-08-01 - 2015-06-01 |
| Licence Name | SHAW AND PARTNERS LIMITED |
| Licence Number | 000236048 |
| Licence ABN | 24003221583 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JEFFREY HUYNH | Shaw and Partners Limited | Current | 2018-07-24 |
| GARETH HENDERSON RUSSEL | Shaw and Partners Limited | Current | 2018-06-25 |
| STEPHEN CHRISTOPHER ELLIOTT | Shaw and Partners Limited | Current | 2018-06-20 |
| MATTHEW CRYER | Shaw and Partners Limited | Current | 2018-06-18 |
| ROBERT JAMES MCLEAN | Shaw and Partners Limited | Current | 2018-06-12 |
| WARREN ACWORTH | Shaw and Partners Limited | Current | 2018-06-06 |
| KATHLEEN PATRICIA BROOK | Shaw and Partners Limited | Current | 2018-06-06 |
| DANIEL MICHAEL WARREN | Shaw and Partners Limited | Current | 2018-06-05 |
| MICHAEL CRONE | Shaw and Partners Limited | Current | 2018-06-01 |
| KEVIN DUONG | Shaw and Partners Limited | Current | 2018-06-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.