LINDSAY PHILIP BROADWAY


Licensee: LDB FINANCIAL GROUP PTY LTD

LINDSAY PHILIP BROADWAY (Adviser# 001266372) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 1, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name LINDSAY PHILIP BROADWAY
Adviser Number 001266372
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000437164
LDB FINANCIAL GROUP PTY LTD
Licence ABN 83161933777
Adviser Start Date 2018-08-01
Appointing Representative Name LDB WEALTH SOLUTIONS PTY LTD
Appointing Representative Number 000257930
Memberships Institute of Public Accountants (IPA)
SMSF Association
Tax Institute

Authorisations to provide financial product advice

  • LINDSAY PHILIP BROADWAY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Footscray Institute of Technology
Cert IV Superannuation Terra Cordis Pty Ltd
Certificate IV Financial Planning University Technology Sydney
Diploma in Taxation Law Monash University
Portfolio Construction Forum Conference Portfolio Construction Forum

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000437164 LDB FINANCIAL GROUP PTY LTD 2018-08-01 - LDB WEALTH SOLUTIONS PTY LTD
000427945 BRIGHT RIDGE PTY. LTD. 2015-01-01 - 2018-07-31 BRIGHT RIDGE PTY. LTD.

Licensee Information

Licence Name LDB FINANCIAL GROUP PTY LTD
Licence Number 000437164
Licence ABN 83161933777

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PHILIPPA LOUISE CROMBIE Ldb Financial Group Pty Ltd Current 2017-08-10
MATTHEW PHILLIP KELLER Ldb Financial Group Pty Ltd Current 2017-06-13
KATHY JO SMITH Ldb Financial Group Pty Ltd Current 2017-05-05
TIMOTHY JOHN O'LOUGHLIN Ldb Financial Group Pty Ltd Current 2015-04-08
STEPHEN JOHN TROTT Ldb Financial Group Pty Ltd Current 2013-07-01
CHRISTOPHER JOHN PAYNE Ldb Financial Group Pty Ltd Current 2013-07-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PHILIPPA LOUISE CROMBIE Ldb Financial Group Pty Ltd Current 2017-08-10
MATTHEW PHILLIP KELLER Ldb Financial Group Pty Ltd Current 2017-06-13
KATHY JO SMITH Ldb Financial Group Pty Ltd Current 2017-05-05
TIMOTHY JOHN O'LOUGHLIN Ldb Financial Group Pty Ltd Current 2015-04-08
STEPHEN JOHN TROTT Ldb Financial Group Pty Ltd Current 2013-07-01
CHRISTOPHER JOHN PAYNE Ldb Financial Group Pty Ltd Current 2013-07-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.