LDB FINANCIAL GROUP PTY LTD


Address: Blackburn, VIC 3130, Australia

LDB FINANCIAL GROUP PTY LTD (Licence# 000437164) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 17, 2013.

Service Overview

Register Name AFS Licence
Licence Name LDB FINANCIAL GROUP PTY LTD
Licence Number 000437164
Licence ABN 83161933777
Issue Date 2013-05-17
Locality BLACKBURN
State VIC
Postcode 3130
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266372 LINDSAY PHILIP BROADWAY Current 2018-08-01
001257258 PHILIPPA LOUISE CROMBIE Current 2017-08-10
001255452 MATTHEW PHILLIP KELLER Current 2017-06-13
001254357 KATHY JO SMITH Current 2017-05-05
000398080 TIMOTHY JOHN O'LOUGHLIN Current 2015-04-08
000246592 STEPHEN JOHN TROTT Current 2013-07-01
000330844 CHRISTOPHER JOHN PAYNE Current 2013-07-01

Office Location

Locality BLACKBURN
State VIC
Postcode 3130
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
SAYANI, RUCHIR MUKUND 2017-06-28 Blackburn North, VIC 3130, Australia
KARLA ELDRIDGE & ASSOCIATES PTY LTD 2016-10-14 Blackburn, VIC 3130, Australia
VENN MILNER SUPERANNUATION SERVICES PTY LTD 2016-08-08 Blackburn, VIC 3130, Australia
FOUNDATION ADVISORY PTY LTD 2016-06-15 Blackburn North, VIC 3130, Australia
YWCP PTY LTD 2011-03-17 Blackburn, VIC 3130, Australia
PRIME TIME ADVISORY PTY LTD 2007-10-30 Blackburn, VIC 3130, Australia
PSB INSURANCE BROKERS PTY. LTD. 2004-03-01 Blackburn, VIC 3130, Australia
AUSTRALIAN CRICKET BAT WILLOW PLANTATION MANAGEMENT SERVICES LIMITED 2004-01-22 Blackburn, VIC 3130, Australia
BRICHER PTY. LTD. 2003-12-20 Blackburn South, VIC 3130, Australia
BLACKBURN (INSURANCE BROKERS) PTY LTD 2003-12-15 Blackburn South, VIC 3130, Australia

Competitor

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Postal Code 3130

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.