THEODORE GORDON HARRY ELLIS (Adviser# 000237136) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2018.
| Register Name | Financial Advisers |
| Adviser Name | THEODORE GORDON HARRY ELLIS |
| Adviser Number | 000237136 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 69280060669 |
| Adviser First Advice Year | 1984 |
| Financial Service (AFS) Licence |
Licence# 000472548 RIMBAL INVESTMENT SERVICES PTY LTD |
| Licence ABN | 73600166774 |
| Adviser Start Date | 2018-07-06 |
| Appointing Representative Name | RIMBAL INVESTMENT SERVICES PTY LTD |
| Appointing Representative Number | 000472548 |
| Appointing Representative ABN | 73600166774 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Deakin Financial Planning |
| Diploma in Financial Services (Distribution) | Deakin Financial Planning |
| Life Underwriters Training Course 1 | Life Underwriters Association of Australia |
| Life Underwriters Training Course 2 | Life Underwriters Association of Australia |
| Stock Selection and Portfolio Construction | Deakin |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000472548 | RIMBAL INVESTMENT SERVICES PTY LTD | 2018-07-06 - | RIMBAL INVESTMENT SERVICES PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2015-06-26 - 2018-07-06 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000237641 |
GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED Further restrictions: Superannuation excludes SMSF Advice |
2013-03-01 - 2015-06-26 | GUARDIANFP LTD |
| 000312478 | AAA FINANCIAL INTELLIGENCE LTD | 2010-05-21 - 2013-02-28 | |
| 000239183 | AON HEWITT FINANCIAL ADVICE LIMITED | 2006-03-01 - 2010-05-21 | |
| 000231159 | DEAKIN FINANCIAL SERVICES PTY LTD | 2003-10-01 - 2006-02-28 |
| Licence Name | RIMBAL INVESTMENT SERVICES PTY LTD |
| Licence Number | 000472548 |
| Licence ABN | 73600166774 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PETA BILLIE-DAWN RAFFERTY | Rimbal Investment Services Pty Ltd | Current | 2018-08-22 |
| PAUL OVCHINNIKOFF | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| CONSTANTINE SCORTIS | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MARGARET AYLAN TAN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| WILLIAM CHONG | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MICHAEL JOHN FOSTER | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| FRANK KINGSLEY BENJAMIN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| LAWRENCE REGINALD SAWYER | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MICK STEFFAN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| ANTHONY RAYMOND SQUIRE | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.