LAWRENCE REGINALD SAWYER


Licensee: RIMBAL INVESTMENT SERVICES PTY LTD

LAWRENCE REGINALD SAWYER (Adviser# 000242560) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name LAWRENCE REGINALD SAWYER
Adviser Number 000242560
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1978
Financial Service (AFS) Licence Licence# 000472548
RIMBAL INVESTMENT SERVICES PTY LTD
Licence ABN 73600166774
Adviser Start Date 2018-07-06
Appointing Representative Name RIMBAL INVESTMENT SERVICES PTY LTD
Appointing Representative Number 000472548
Appointing Representative ABN 73600166774

Authorisations to provide financial product advice

  • LAWRENCE REGINALD SAWYER
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) ThreeSixty

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000472548 RIMBAL INVESTMENT SERVICES PTY LTD 2018-07-06 - RIMBAL INVESTMENT SERVICES PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2015-06-26 - 2018-07-05 DOVER FINANCIAL ADVISERS PTY LTD
000237641 GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED
Further restrictions: Superannuation excludes SMSF Advice
2013-02-21 - 2015-06-26 GUARDIANFP LTD
000312478 AAA FINANCIAL INTELLIGENCE LTD 2009-07-16 - 2013-02-19
000228905 STORM FINANCIAL LIMITED 2008-08-16 - 2009-06-18
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2003-12-01 - 2008-06-06

Licensee Information

Licence Name RIMBAL INVESTMENT SERVICES PTY LTD
Licence Number 000472548
Licence ABN 73600166774

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
PETA BILLIE-DAWN RAFFERTY Rimbal Investment Services Pty Ltd Current 2018-08-22
PAUL OVCHINNIKOFF Rimbal Investment Services Pty Ltd Current 2018-07-06
CONSTANTINE SCORTIS Rimbal Investment Services Pty Ltd Current 2018-07-06
MARGARET AYLAN TAN Rimbal Investment Services Pty Ltd Current 2018-07-06
WILLIAM CHONG Rimbal Investment Services Pty Ltd Current 2018-07-06
THEODORE GORDON HARRY ELLIS Rimbal Investment Services Pty Ltd Current 2018-07-06
MICHAEL JOHN FOSTER Rimbal Investment Services Pty Ltd Current 2018-07-06
FRANK KINGSLEY BENJAMIN Rimbal Investment Services Pty Ltd Current 2018-07-06
MICK STEFFAN Rimbal Investment Services Pty Ltd Current 2018-07-06
ANTHONY RAYMOND SQUIRE Rimbal Investment Services Pty Ltd Current 2018-07-06

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.