MURRAY RAYMOND NICOL

Licensee: INFOCUS SECURITIES AUSTRALIA PTY LTD

MURRAY RAYMOND NICOL (Adviser# 000278355) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 1, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name MURRAY RAYMOND NICOL
Adviser Number 000278355
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000236523
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence ABN 47097797049
Licence Controlled By STEINHARDT HOLDINGS PTY LTD
Adviser Start Date 2017-09-01
Appointing Representative Name INFOCUS SECURITIES AUSTRALIA PTY LTD
Appointing Representative Number 000236523
Appointing Representative ABN 47097797049
Memberships AFA - Association of Financial Advisers
CFP - Certified Financial Planner (FPA)
SSA - SMSF Specialist Accreditation (SPAA)

Authorisations to provide financial product advice

  • MURRAY RAYMOND NICOL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Accredited Listed Product Adviser Kaplan
Certified Financial Planner (CFP) Financial Planning Association of Australia Ltd
Diploma of Financial Advising Securities Institute
Graduate Diploma of Applied Finance and Investment Finsia
SMSF Specialist Advisor (SSA) accreditation program SMSF Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD
2017-09-01 - INFOCUS SECURITIES AUSTRALIA PTY LTD
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2011-08-08 - 2017-08-31 CHARTER FINANCIAL PLANNING LIMITED
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2006-03-22 - 2011-08-08

Licensee Information

Licence Name INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence Number 000236523
Licence ABN 47097797049

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JESSICA PAIGE HALL Infocus Securities Australia Pty Ltd Current 2018-08-30
CRAIG STEVEN MELDRUM Infocus Securities Australia Pty Ltd Current 2018-08-22
JEFFREY WILLIAM MITCHELL Infocus Securities Australia Pty Ltd Current 2018-08-22
REGINALD ARTHUR SHERIDAN Infocus Securities Australia Pty Ltd Current 2018-08-21
SCOTT DAVID MALCOLM Infocus Securities Australia Pty Ltd Current 2018-08-21
DAVID WARREN MCNEICE Infocus Securities Australia Pty Ltd Current 2018-08-21
MICHAEL LOUIS SCHEMBRI Infocus Securities Australia Pty Ltd Current 2018-08-21
NATHAN WHITFIELD Infocus Securities Australia Pty Ltd Current 2018-08-21
STEVEN JAMES MARTIN Infocus Securities Australia Pty Ltd Current 2018-08-21
ROSS KONTOMINAS Infocus Securities Australia Pty Ltd Current 2018-08-07

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.