SANG NGOC NGUYEN (Adviser# 000303939) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 20, 2017.
Register Name | Financial Advisers |
Adviser Name | SANG NGOC NGUYEN |
Adviser Number | 000303939 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser ABN | 65847331996 |
Adviser First Advice Year | 2008 |
Financial Service (AFS) Licence |
Licence# 000229885 SUNCORP FINANCIAL SERVICES PTY LTD |
Licence ABN | 50010844621 |
Licence Controlled By | SUNCORP GROUP LIMITED |
Adviser Start Date | 2017-02-20 |
Appointing Representative Name | SUNCORP FINANCIAL SERVICES PTY LTD |
Appointing Representative Number | 000229885 |
Appointing Representative ABN | 50010844621 |
Memberships | Financial Planning Association of Australia (FPA) |
Further Restrictions | Superannuation excludes SMSF Advice |
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Qualification / Degree | Institute / School |
---|---|
Advanced Diploma Of Financial Planning | Mentor Education Group |
Certificate IV in Financial Services | TAFE |
Diploma Of Financial Services (Financial Planning) | AAMC Training Group |
Diploma of Financial Planning | Australasian Academy of Mentoring and Coaching Training Group |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000229885 |
SUNCORP FINANCIAL SERVICES PTY LTD
Licence controlled by: SUNCORP GROUP LIMITED Further restrictions: Superannuation excludes SMSF Advice |
2017-02-20 - | SUNCORP FINANCIAL SERVICES PTY LTD |
000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION Further restrictions: Excluding Self Managed Superannuation Funds |
2012-05-22 - 2016-12-19 | WESTPAC BANKING CORPORATION |
000340289 |
WEALTH TODAY PTY LTD
Licence controlled by: SPRING FG LIMITED |
2009-11-23 - 2012-04-18 |
Licence Name | SUNCORP FINANCIAL SERVICES PTY LTD |
Licence Number | 000229885 |
Licence ABN | 50010844621 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
MAXWELL LEONARD CORBETT BARKER | Suncorp Financial Services Pty Ltd | Current | 2017-10-16 |
NICK FOUNTAS | Suncorp Financial Services Pty Ltd | Ceased | 2017-07-07 |
DAVID SENGCHANSAVANG | Suncorp Financial Services Pty Ltd | Ceased | 2017-07-06 |
THOMAS GLYN HAINES | Suncorp Financial Services Pty Ltd | Current | 2017-07-05 |
PHILIP PAUL DEBNAM | Suncorp Financial Services Pty Ltd | Current | 2017-07-03 |
KATRINA MOORE | Suncorp Financial Services Pty Ltd | Current | 2017-05-17 |
JUSTINE WILESMITH | Suncorp Financial Services Pty Ltd | Current | 2017-05-11 |
TONY MCMAHON | Suncorp Financial Services Pty Ltd | Current | 2017-04-20 |
KELLIE PETERS | Suncorp Financial Services Pty Ltd | Current | 2017-04-19 |
ANAND NITIN MEHTA | Suncorp Financial Services Pty Ltd | Current | 2017-02-17 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.