THOMAS GLYN HAINES


Licensee: SUNCORP FINANCIAL SERVICES PTY LTD

THOMAS GLYN HAINES (Adviser# 001004357) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name THOMAS GLYN HAINES
Adviser Number 001004357
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2015
Financial Service (AFS) Licence Licence# 000229885
SUNCORP FINANCIAL SERVICES PTY LTD
Licence ABN 50010844621
Licence Controlled By SUNCORP GROUP LIMITED
Adviser Start Date 2017-07-05
Appointing Representative Name SUNCORP FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000229885
Appointing Representative ABN 50010844621
Further Restrictions Superannuation excludes SMSF Advice

Authorisations to provide financial product advice

  • THOMAS GLYN HAINES
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Monarch Institute
Diploma of Financial Planning Monarch Institute
Graduate Certificate in Financial Planning Griffith University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000229885 SUNCORP FINANCIAL SERVICES PTY LTD
Licence controlled by: SUNCORP GROUP LIMITED
Further restrictions: Superannuation excludes SMSF Advice
2017-07-05 - SUNCORP FINANCIAL SERVICES PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-12-22 - 2017-02-24 AMP FINANCIAL PLANNING PTY LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2014-10-13 - 2015-09-04 AMP FINANCIAL PLANNING PTY LIMITED

Licensee Information

Licence Name SUNCORP FINANCIAL SERVICES PTY LTD
Licence Number 000229885
Licence ABN 50010844621

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MAXWELL LEONARD CORBETT BARKER Suncorp Financial Services Pty Ltd Current 2017-10-16
NICK FOUNTAS Suncorp Financial Services Pty Ltd Ceased 2017-07-07
DAVID SENGCHANSAVANG Suncorp Financial Services Pty Ltd Ceased 2017-07-06
PHILIP PAUL DEBNAM Suncorp Financial Services Pty Ltd Current 2017-07-03
KATRINA MOORE Suncorp Financial Services Pty Ltd Current 2017-05-17
JUSTINE WILESMITH Suncorp Financial Services Pty Ltd Current 2017-05-11
TONY MCMAHON Suncorp Financial Services Pty Ltd Current 2017-04-20
KELLIE PETERS Suncorp Financial Services Pty Ltd Current 2017-04-19
SANG NGOC NGUYEN Suncorp Financial Services Pty Ltd Current 2017-02-20
ANAND NITIN MEHTA Suncorp Financial Services Pty Ltd Current 2017-02-17

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.