SUNGAI ANDREW PFUMOJENA (Adviser# 000318370) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 26, 2018.
| Register Name | Financial Advisers |
| Adviser Name | SUNGAI ANDREW PFUMOJENA |
| Adviser Number | 000318370 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000328681 EQUITI FINANCIAL SERVICES PTY LTD |
| Licence ABN | 20120384474 |
| Adviser Start Date | 2018-06-26 |
| Appointing Representative Name | EQUITI FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000328681 |
| Appointing Representative ABN | 20120384474 |
| Further Restrictions | SMSF Advice excluded until Accreditation and mentoring is completed. |
|
| Qualification / Degree | Institute / School |
|---|---|
| ALPA | KAPLAN |
| Accredited listed product provider course | Kaplan |
| Bachelor of Commerce (Finance & Financial Planning) | Deakin University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000328681 |
EQUITI FINANCIAL SERVICES PTY LTD
Further restrictions: SMSF Advice excluded until Accreditation and mentoring is completed. |
2018-06-26 - | EQUITI FINANCIAL SERVICES PTY LTD |
| 000302222 |
FINANCIAL CIRCLE PTY LTD
Further restrictions: Government Debentures, Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice. |
2017-09-14 - 2018-02-28 | FINANCIAL CIRCLE PTY LTD |
| 000306946 |
STATE ADVICE PTY LTD
Licence controlled by: PADEJORE PROPRIETARY LIMITED Further restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives. This includes Self Managed Super Funds |
2017-07-11 - 2018-02-22 | STATE ADVICE PTY LTD |
| 000433250 | WEALTH & RISK MANAGEMENT PTY LTD | 2017-04-19 - 2017-07-07 | WEALTH & RISK MANAGEMENT PTY LTD |
| 000237590 |
FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Government Debentures, Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice. |
2012-08-10 - 2016-09-12 | FINANCIAL SERVICES PARTNERS PTY LIMITED |
| 000237590 |
FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2008-03-20 - 2011-07-29 |
| Licence Name | EQUITI FINANCIAL SERVICES PTY LTD |
| Licence Number | 000328681 |
| Licence ABN | 20120384474 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JACK OINEZA | Equiti Financial Services Pty Ltd | Current | 2018-05-21 |
| GAVAN TAYLOR | Equiti Financial Services Pty Ltd | Ceased | 2018-05-10 |
| NINA WILLIAMS | Equiti Financial Services Pty Ltd | Current | 2018-04-09 |
| PETER O'SHEA | Equiti Financial Services Pty Ltd | Ceased | 2018-03-12 |
| KATARZYNA MARIA URBANIK | Equiti Financial Services Pty Ltd | Ceased | 2018-01-25 |
| PETER RAYMOND NIELSEN | Equiti Financial Services Pty Ltd | Ceased | 2017-10-30 |
| STEPHEN ANDREW BLAMPIED | Equiti Financial Services Pty Ltd | Ceased | 2016-08-15 |
| EWAN HENDERSON | Equiti Financial Services Pty Ltd | Current | 2016-03-21 |
| DANNY HANNA ASSABGY | Equiti Financial Services Pty Ltd | Current | 2015-03-19 |
| DEAN SHORT | Equiti Financial Services Pty Ltd | Current | 2015-03-19 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.