AIQUOC NGUYEN


Licensee: PROFESSIONAL INVESTMENT SERVICES PTY LTD

AIQUOC NGUYEN (Adviser# 000318821) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is October 17, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name AIQUOC NGUYEN
Adviser Number 000318821
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000234951
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence ABN 11074608558
Licence Controlled By CENTREPOINT WEALTH PTY LTD
Adviser Start Date 2017-10-17
Adviser End Date 2018-03-06
Appointing Representative Name INTEGRITY FINANCIAL SPECIALISTS PTY LTD
Appointing Representative Number 000411303
Appointing Representative ABN 62152698452
Further Restrictions Not authorised to provide advice on Self Managed Superannuation Funds

Authorisations to provide financial product advice

  • AIQUOC NGUYEN

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000234951 PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD
Further restrictions: Not authorised to provide advice on Self Managed Superannuation Funds
2017-10-17 - 2018-03-06 INTEGRITY FINANCIAL SPECIALISTS PTY LTD
000234951 PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD
Further restrictions: Restricted from giving advice in Self Managed Superannuation Funds
2011-09-14 - 2017-10-16 INTEGRITY FINANCIAL SPECIALISTS PTY LTD
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2007-10-18 - 2011-05-08
000238098 CITIGROUP PTY LIMITED
Licence controlled by: Citi Investments Bahamas Limited ~ Citi Overseas Holdings Bahamas Limited
2006-05-01 - 2007-01-01

Licensee Information

Licence Name PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence Number 000234951
Licence ABN 11074608558

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
RODICA SIMOS Professional Investment Services Pty Ltd Current 2018-06-04
MATTHEW FRANK JOHN MILES Professional Investment Services Pty Ltd Current 2018-02-28
JAK JOHNSTON Professional Investment Services Pty Ltd Current 2018-02-26
WILLIAM KHA Professional Investment Services Pty Ltd Current 2018-02-15
FRANK TSIRIGOTIS Professional Investment Services Pty Ltd Current 2018-02-09
ANUPAMA TEMBE Professional Investment Services Pty Ltd Current 2018-02-09
CATHERINE ODETTE WELLS Professional Investment Services Pty Ltd Current 2018-01-04
ROBYN LEANNE ARNOLD Professional Investment Services Pty Ltd Current 2017-11-30
CORYNNE MURPHY Professional Investment Services Pty Ltd Current 2017-11-24
KATHRYN ZERBST Professional Investment Services Pty Ltd Current 2017-10-24

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.