IAN LIVINGSTON KEMP

Licensee: CAPSTONE FINANCIAL PLANNING PTY LTD

IAN LIVINGSTON KEMP (Adviser# 000322838) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 1, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name IAN LIVINGSTON KEMP
Adviser Number 000322838
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1985
Financial Service (AFS) Licence Licence# 000223135
CAPSTONE FINANCIAL PLANNING PTY LTD
Licence ABN 24093733969
Adviser Start Date 2016-07-01
Appointing Representative Name FRANKSTON FINANCIAL SERVICES PTY. LTD.
Appointing Representative Number 000414682
Appointing Representative ABN 65006377171
Memberships CPA Australia (CPA)
Further Restrictions This authorised representative is not authorised to give advice in Self-Managed Superannuation Funds (SMSFs)

Authorisations to provide financial product advice

  • IAN LIVINGSTON KEMP
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
BACHELOR OF BUSINESS Royal Melbourne Institute of Technology (RMIT)
Certified Practicing Accountant CPA
Dover RG 146 Module 3 - DOVER RTO
Financial Planning Specialist CPA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000223135 CAPSTONE FINANCIAL PLANNING PTY LTD
Further restrictions: This authorised representative is not authorised to give advice in Self-Managed Superannuation Funds (SMSFs)
2016-07-01 - FRANKSTON FINANCIAL SERVICES PTY. LTD.
000237590 FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Securities: Class of product only. Government Debentures or Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.
2012-09-28 - 2016-06-30 FINANCIAL SERVICES PARTNERS PTY LIMITED
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2011-12-01 - 2012-09-15
000246620 FRANKSTON FINANCIAL SERVICES PTY. LTD. 2008-02-04 - 2011-12-22

Licensee Information

Licence Name CAPSTONE FINANCIAL PLANNING PTY LTD
Licence Number 000223135
Licence ABN 24093733969

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BENJAMIN ROBERT JAMES ANDERSON Capstone Financial Planning Pty Ltd Current 2018-08-03
BRETT DAVID GRAHAM Capstone Financial Planning Pty Ltd Current 2018-08-03
ROHAN BENSTEAD Capstone Financial Planning Pty Ltd Current 2018-07-26
PATRICIA LOUISE HALE Capstone Financial Planning Pty Ltd Current 2018-07-16
MAYA JAYARAJAN Capstone Financial Planning Pty Ltd Current 2018-07-15
JOHN PATRICK ATHY Capstone Financial Planning Pty Ltd Current 2018-07-07
ELIZABETH HATTON Capstone Financial Planning Pty Ltd Current 2018-07-07
NEIL JAMES RISPIN Capstone Financial Planning Pty Ltd Current 2018-07-02
KIRSTY ELIZABETH RISPIN Capstone Financial Planning Pty Ltd Current 2018-07-02
KATRINA GAY Capstone Financial Planning Pty Ltd Current 2018-07-01

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.