KEARSTEN ANNE JAMES


Licensee: TUPICOFFS PTY LTD

KEARSTEN ANNE JAMES (Adviser# 000325836) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 22, 2008.

Adviser Overview

Register Name Financial Advisers
Adviser Name KEARSTEN ANNE JAMES
Adviser Number 000325836
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000302670
TUPICOFFS PTY LTD
Licence ABN 33119431168
Adviser Start Date 2008-05-22
Adviser End Date 2018-02-13
Appointing Representative Name TUPICOFFS PTY LTD
Appointing Representative Number 000302670
Appointing Representative ABN 33119431168

Authorisations to provide financial product advice

  • KEARSTEN ANNE JAMES

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000302670 TUPICOFFS PTY LTD 2008-05-22 - 2018-02-13 TUPICOFFS PTY LTD
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2006-02-24 - 2006-11-07 KEARSTEN ANNE SMITH

Licensee Information

Licence Name TUPICOFFS PTY LTD
Licence Number 000302670
Licence ABN 33119431168

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SIMON LAWRENCE HEPPLE Tupicoffs Pty Ltd Current 2018-08-03
LACHLAN JAMES KENDALL Tupicoffs Pty Ltd Current 2018-08-03
CYNTHIA JAYNE SERCOMBE Tupicoffs Pty Ltd Current 2016-09-29
JOANNE FAY DALE Tupicoffs Pty Ltd Current 2016-09-23
CRYSTAL LEA BOBIR Tupicoffs Pty Ltd Current 2016-03-14
ROCCO ANTHONY COSTA Tupicoffs Pty Ltd Current 2016-03-14
MARK O'FLYNN Tupicoffs Pty Ltd Current 2015-07-13
MACE WILLIAM O'SULLIVAN Tupicoffs Pty Ltd Ceased 2014-06-06
MARK JOHN MILNER Tupicoffs Pty Ltd Current 2011-05-06
ROSS JAMES MCCONACHIE Tupicoffs Pty Ltd Current 2006-09-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.