GEORGE COLIN SMITH


Licensee: BAILLIEU HOLST LTD

GEORGE COLIN SMITH (Adviser# 000382652) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 12, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name GEORGE COLIN SMITH
Adviser Number 000382652
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2010
Financial Service (AFS) Licence Licence# 000245421
BAILLIEU HOLST LTD
Licence ABN 74006519393
Adviser Start Date 2017-06-12
Appointing Representative Name BAILLIEU HOLST LTD
Appointing Representative Number 000245421
Appointing Representative ABN 74006519393

Authorisations to provide financial product advice

  • GEORGE COLIN SMITH
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
925 Life Insurance & Skills Kaplan Professional
Bachelor of Arts (Honours) University of Western Australia
Core 1 Securities & Managed Investments Accreditation Program Deakin Prime
Margin Lending Accreditation Program Deakin Prime
Specialist Knowledge : Superannuation Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000245421 BAILLIEU HOLST LTD 2017-06-12 - BAILLIEU HOLST LTD
000235410 MORGANS FINANCIAL LIMITED 2010-09-13 - 2017-05-23 MORGANS FINANCIAL LIMITED

Licensee Information

Licence Name BAILLIEU HOLST LTD
Licence Number 000245421
Licence ABN 74006519393

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARC ROLAND WYSS Baillieu Holst Ltd Current 2018-07-02
NICHOLAS WINSTANLEY BIRD Baillieu Holst Ltd Current 2018-07-02
SIMON WILLIAM MARTIN Baillieu Holst Ltd Current 2018-06-02
CRAIG HUTCHINSON Baillieu Holst Ltd Current 2018-06-01
HARRY JOHN RUMBLE Baillieu Holst Ltd Current 2017-10-05
ANDREW SCOTT GREEN Baillieu Holst Ltd Current 2017-08-24
STEPHEN ALEXANDER GODFREY Baillieu Holst Ltd Current 2017-01-09
CAMERON JOHN PRATT Baillieu Holst Ltd Current 2016-10-03
ADAM SPICER Baillieu Holst Ltd Current 2016-09-26
ZACHARY ALEXANDER STENT Baillieu Holst Ltd Current 2016-07-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.