HARRY JOHN RUMBLE


Licensee: BAILLIEU HOLST LTD

HARRY JOHN RUMBLE (Adviser# 001258782) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 5, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name HARRY JOHN RUMBLE
Adviser Number 001258782
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000245421
BAILLIEU HOLST LTD
Licence ABN 74006519393
Adviser Start Date 2017-10-05
Appointing Representative Name BAILLIEU HOLST LTD
Appointing Representative Number 000245421
Appointing Representative ABN 74006519393

Authorisations to provide financial product advice

  • HARRY JOHN RUMBLE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Securities
  • ·
  • Miscellaneous Financial MDA Services
  • ·
  • Derivative Old Law Securities Options

Qualifications and training history

Qualification / Degree Institute / School
Accredited Derivatives Adviser ADA 1 - Stockbrokers Association of Australia
Bachelor of Commerce University of Sydney
Core 1 Securities & Managed Investments Accreditation Program Stockbrokers Association of Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000245421 BAILLIEU HOLST LTD 2017-10-05 - BAILLIEU HOLST LTD

Licensee Information

Licence Name BAILLIEU HOLST LTD
Licence Number 000245421
Licence ABN 74006519393

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARC ROLAND WYSS Baillieu Holst Ltd Current 2018-07-02
NICHOLAS WINSTANLEY BIRD Baillieu Holst Ltd Current 2018-07-02
SIMON WILLIAM MARTIN Baillieu Holst Ltd Current 2018-06-02
CRAIG HUTCHINSON Baillieu Holst Ltd Current 2018-06-01
ANDREW SCOTT GREEN Baillieu Holst Ltd Current 2017-08-24
GEORGE COLIN SMITH Baillieu Holst Ltd Current 2017-06-12
STEPHEN ALEXANDER GODFREY Baillieu Holst Ltd Current 2017-01-09
CAMERON JOHN PRATT Baillieu Holst Ltd Current 2016-10-03
ADAM SPICER Baillieu Holst Ltd Current 2016-09-26
ZACHARY ALEXANDER STENT Baillieu Holst Ltd Current 2016-07-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.