RHAIN WILLIAMS

Licensee: MORGANS FINANCIAL LIMITED

RHAIN WILLIAMS (Adviser# 000410251) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 29, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name RHAIN WILLIAMS
Adviser Number 000410251
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2011
Financial Service (AFS) Licence Licence# 000235410
MORGANS FINANCIAL LIMITED
Licence ABN 49010669726
Adviser Start Date 2017-05-29
Appointing Representative Name MORGANS FINANCIAL LIMITED
Appointing Representative Number 000235410
Appointing Representative ABN 49010669726
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • RHAIN WILLIAMS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
Bachelor Degree Commerce - DEAKIN UNIVERSITY
CFP Certified Financial Planner - Financial Planning Association of Australia
Margin Lending and Geared Investments Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000235410 MORGANS FINANCIAL LIMITED 2017-05-29 - MORGANS FINANCIAL LIMITED
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2013-08-27 - 2017-05-26 GWM ADVISER SERVICES LIMITED
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2011-08-24 - 2013-07-12

Licensee Information

Licence Name MORGANS FINANCIAL LIMITED
Licence Number 000235410
Licence ABN 49010669726

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRADLEY ANGUS STUART MACKAY Morgans Financial Limited Current 2018-08-27
JAMES BRUCE DAWSON Morgans Financial Limited Current 2018-08-23
BERNARD MARK SIMLESA Morgans Financial Limited Current 2018-08-20
MICHELLE MARISA PAIS LEWIS Morgans Financial Limited Current 2018-07-25
WADE COMELY Morgans Financial Limited Current 2018-07-23
THOMAS JAMES BOORMAN Morgans Financial Limited Current 2018-07-13
LAURA SMILLIE Morgans Financial Limited Current 2018-07-12
SARKIS YOUSEFF SASSINE Morgans Financial Limited Ceased 2018-07-09
ANDREW FREDERICK CRAGG Morgans Financial Limited Current 2018-07-02
AJIT SHINDE Morgans Financial Limited Current 2018-07-02

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.