RYAN ANTHONY LESLIE BATROS


Licensee: DRAUPNER INVESTMENT MANAGEMENT PTY LTD

RYAN ANTHONY LESLIE BATROS (Adviser# 000416424) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 1, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name RYAN ANTHONY LESLIE BATROS
Adviser Number 000416424
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000303566
DRAUPNER INVESTMENT MANAGEMENT PTY LTD
Licence ABN 16112894845
Licence Controlled By Merchant Group Pty Ltd
Adviser Start Date 2014-09-01
Adviser End Date 2015-12-23
Appointing Representative Name NASCENT CAPITAL PARTNERS PTY LTD.
Appointing Representative Number 000415728
Appointing Representative ABN 24154848469
Disciplinary Action Start Date 16/03/2016
Disciplinary Action End Date 15/03/2021
Disciplinary Action Type Prohibited from providing financial services for a period of five years.

Authorisations to provide financial product advice

  • RYAN ANTHONY LESLIE BATROS

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000303566 DRAUPNER INVESTMENT MANAGEMENT PTY LTD
Licence controlled by: Merchant Group Pty Ltd
2014-09-01 - 2015-12-23 NASCENT CAPITAL PARTNERS PTY LTD.
000235410 MORGANS FINANCIAL LIMITED 2012-04-01 - 2014-08-31
000244410 AUSTOCK FINANCIAL SERVICES PTY LTD
Licence controlled by: GENERATION DEVELOPMENT GROUP LIMITED [Date Ceased: 17/03/2017]
2007-01-02 - 2011-03-31

Licensee Information

Licence Name DRAUPNER INVESTMENT MANAGEMENT PTY LTD
Licence Number 000303566
Licence ABN 16112894845

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANDREW SCOTT CHAPMAN Draupner Investment Management Pty Ltd Current 2018-08-22
BENJAMIN RYAN RATTIGAN Draupner Investment Management Pty Ltd Current 2017-06-01
DAVID CHARLES COCKBURN SALMON Draupner Investment Management Pty Ltd Current 2017-06-01
STEVE COLLETTE Draupner Investment Management Pty Ltd Current 2017-05-02
LUKE LEVIS Draupner Investment Management Pty Ltd Ceased 2017-04-18

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANDREW SCOTT CHAPMAN Draupner Investment Management Pty Ltd Current 2018-08-22
BENJAMIN RYAN RATTIGAN Draupner Investment Management Pty Ltd Current 2017-06-01
DAVID CHARLES COCKBURN SALMON Draupner Investment Management Pty Ltd Current 2017-06-01
STEVE COLLETTE Draupner Investment Management Pty Ltd Current 2017-05-02
LUKE LEVIS Draupner Investment Management Pty Ltd Ceased 2017-04-18

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.