ALEXANDER ISAAC WOODGATE

Licensee: R M CAPITAL PTY LTD

ALEXANDER ISAAC WOODGATE (Adviser# 000417191) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 23, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALEXANDER ISAAC WOODGATE
Adviser Number 000417191
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 88945479157
Adviser First Advice Year 1996
Financial Service (AFS) Licence Licence# 000221938
R M CAPITAL PTY LTD
Licence ABN 74065412820
Adviser Start Date 2016-11-23
Appointing Representative Name R M CAPITAL PTY LTD
Appointing Representative Number 000221938
Appointing Representative ABN 74065412820
Memberships Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • ALEXANDER ISAAC WOODGATE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASIC PS146 -Life Insurance ITC
Bachelor of Economics Murdoch University
Life Track Lumley Life Limited
Margin Lending & Geared Investments Kaplan Education
Master of Commerce (Financial Planning) University of Western Sydney

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000221938 R M CAPITAL PTY LTD 2016-11-23 - R M CAPITAL PTY LTD
000385845 NEO FINANCIAL SOLUTIONS PTY LTD 2016-08-04 - 2016-11-21 NEO FINANCIAL SOLUTIONS PTY LTD
000221938 R M CAPITAL PTY LTD 2014-04-07 - 2016-08-03 R M CAPITAL PTY LTD

Licensee Information

Licence Name R M CAPITAL PTY LTD
Licence Number 000221938
Licence ABN 74065412820

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
AMRIT PAL SINGH MALHOTRA R M Capital Pty Ltd Current 2018-07-16
CARLO ANSELMO BORRELLI R M Capital Pty Ltd Current 2018-07-09
NHAT ANH HOANG R M Capital Pty Ltd Current 2018-04-10
BRYCE JOHN WILLIAM GOULD R M Capital Pty Ltd Current 2018-04-02
BORISLAV BARNA R M Capital Pty Ltd Current 2018-03-27
PAUL GABRIEL SHARBANEE R M Capital Pty Ltd Current 2018-02-12
PAUL CLYDE NEVIN R M Capital Pty Ltd Current 2018-01-05
ROBERT JAMES SHAW BRIERLEY R M Capital Pty Ltd Current 2017-07-10
MARK FRANCIS SMALL R M Capital Pty Ltd Current 2017-04-03
GAVIN ERIC CONYERS R M Capital Pty Ltd Current 2017-04-03

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.