R M CAPITAL PTY LTD


Address: West Perth, WA 6005, Australia

R M CAPITAL PTY LTD (Licence# 000221938) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 21, 2002.

Service Overview

Register Name AFS Licence
Licence Name R M CAPITAL PTY LTD
Licence Number 000221938
Licence ABN 74065412820
Issue Date 2002-08-21
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 214774
Locality WEST PERTH
State WA
Postcode 6005
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266128 AMRIT PAL SINGH MALHOTRA Current 2018-07-16
001243480 CARLO ANSELMO BORRELLI Current 2018-07-09
001266729 NHAT ANH HOANG Current 2018-04-10
001263088 BRYCE JOHN WILLIAM GOULD Current 2018-04-02
001262971 BORISLAV BARNA Current 2018-03-27
000270476 PAUL GABRIEL SHARBANEE Current 2018-02-12
001261220 PAUL CLYDE NEVIN Current 2018-01-05
000260050 ROBERT JAMES SHAW BRIERLEY Current 2017-07-10
000449972 MARK FRANCIS SMALL Current 2017-04-03
000465061 GAVIN ERIC CONYERS Current 2017-04-03

Office Location

Locality WEST PERTH
State WA
Postcode 6005
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
PRIORITY WEALTH ADVISERS PTY LTD 2018-07-03 West Perth, WA 6005, Australia
MAVCO INSURANCE GROUP AUSTRALIA PTY LTD 2018-02-28 West Perth, WA 6005, Australia
GLOBE FINANCIAL PLANNING PTY LTD 2017-12-22 West Perth, WA 6005, Australia
REDHILL PROPERTY PARTNERS PTY LTD 2017-12-19 West Perth, WA 6005, Australia
M.ADAMSON & A.CROSS 2017-11-16 West Perth, WA 6005, Australia
DISCOVERY CAPITAL PARTNERS PTY LTD 2017-08-18 West Perth, WA 6005, Australia
INSPIRED FINANCIAL GROUP PTY LTD 2017-07-03 West Perth, WA 6005, Australia
KEY FINANCIAL PARTNERS PTY LTD 2017-04-28 West Perth, WA 6005, Australia
CHIEFTAIN SECURITIES PTY LTD 2017-04-05 West Perth, WA 6005, Australia
ASHANTI CAPITAL PTY LTD 2017-03-20 West Perth, WA 6005, Australia

Competitor

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Postal Code 6005

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.