ROBERT JAMES SHAW BRIERLEY (Adviser# 000260050) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 10, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ROBERT JAMES SHAW BRIERLEY |
| Adviser Number | 000260050 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000221938 R M CAPITAL PTY LTD |
| Licence ABN | 74065412820 |
| Adviser Start Date | 2017-07-10 |
| Appointing Representative Name | R M CAPITAL PTY LTD |
| Appointing Representative Number | 000221938 |
| Appointing Representative ABN | 74065412820 |
|
| Qualification / Degree | Institute / School |
|---|---|
| ASIC MIR 2010 & ASX Clear Operating Rules Responsible Executive Examination | Stockbrokers Association of Australia |
| Bachelor of Engineering | Curtin University |
| Graduate Diploma in Applied Finance and Investment | Securities Institute Education |
| ecurities & Managed Investments Accreditation Program | Stockbrokers Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000221938 | R M CAPITAL PTY LTD | 2017-07-10 - | R M CAPITAL PTY LTD |
| 000239052 |
PATERSONS SECURITIES LIMITED
Licence controlled by: PATERSONS SECURITIES LIMITED |
2012-10-01 - 2017-07-07 | ROBERT JAMES SHAW BRIERLEY |
| Licence Name | R M CAPITAL PTY LTD |
| Licence Number | 000221938 |
| Licence ABN | 74065412820 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| AMRIT PAL SINGH MALHOTRA | R M Capital Pty Ltd | Current | 2018-07-16 |
| CARLO ANSELMO BORRELLI | R M Capital Pty Ltd | Current | 2018-07-09 |
| NHAT ANH HOANG | R M Capital Pty Ltd | Current | 2018-04-10 |
| BRYCE JOHN WILLIAM GOULD | R M Capital Pty Ltd | Current | 2018-04-02 |
| BORISLAV BARNA | R M Capital Pty Ltd | Current | 2018-03-27 |
| PAUL GABRIEL SHARBANEE | R M Capital Pty Ltd | Current | 2018-02-12 |
| PAUL CLYDE NEVIN | R M Capital Pty Ltd | Current | 2018-01-05 |
| MARK FRANCIS SMALL | R M Capital Pty Ltd | Current | 2017-04-03 |
| GAVIN ERIC CONYERS | R M Capital Pty Ltd | Current | 2017-04-03 |
| JAMIE MANN | R M Capital Pty Ltd | Current | 2016-11-25 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.