STEVEN JOHN SOARS

Licensee: VESTED EQUITIES PTY LTD

STEVEN JOHN SOARS (Adviser# 000461648) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 16, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEVEN JOHN SOARS
Adviser Number 000461648
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000478987
VESTED EQUITIES PTY LTD
Adviser Start Date 2016-03-16
Appointing Representative Name VESTED EQUITIES PTY LTD
Appointing Representative Number 000478987

Authorisations to provide financial product advice

  • STEVEN JOHN SOARS
  • ·
  • Derivative
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX CFD, Foreign Exchange Kaplan
Accredited Derivatives Adviser Level 1 Kaplan
Accredited Derivatives Adviser Level 2 Kaplan
Graduate Certificate in Applied Financial (Financial Markets and Economics Principles) Kaplan
PS146 FINSIA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000478987 VESTED EQUITIES PTY LTD 2016-03-16 - VESTED EQUITIES PTY LTD
000220383 PULSE MARKETS PTY LTD 2013-10-18 - 2016-03-24 PULSE MARKETS PTY LTD

Licensee Information

Licence Name VESTED EQUITIES PTY LTD
Licence Number 000478987

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.