LORRAINE LOUISE SHIMIZU

Licensee: LONSDALE FINANCIAL GROUP LIMITED

LORRAINE LOUISE SHIMIZU (Adviser# 000462457) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 19, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name LORRAINE LOUISE SHIMIZU
Adviser Number 000462457
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000246934
LONSDALE FINANCIAL GROUP LIMITED
Licence ABN 76006637225
Licence Controlled By IOOF HOLDINGS LTD
Adviser Start Date 2018-01-19
Appointing Representative Name LONSDALE FINANCIAL GROUP LIMITED
Appointing Representative Number 000246934
Appointing Representative ABN 76006637225
Further Restrictions This Authorised Representative is limited to providing general advice only and any personal advice must be given under the guidance and supervision of a senior financial planner. This Authorised Representative is not authorised to provide advice in Self Managed Superannuation Funds.

Authorisations to provide financial product advice

  • LORRAINE LOUISE SHIMIZU
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Financial Planning Kaplan
Bachelor of Arts in Japenese Griffith University
Diploma of Financial Services (Financial Planning) Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000246934 LONSDALE FINANCIAL GROUP LIMITED
Licence controlled by: IOOF HOLDINGS LTD
Further restrictions: This Authorised Representative is limited to providing general advice only and any personal advice must be given under the guidance and supervision of a senior financial planner. This Authorised Representative is not authorised to provide advice in Self Managed Superannuation Funds.
2018-01-19 - LONSDALE FINANCIAL GROUP LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-04-08 - 2016-02-18 AMP FINANCIAL PLANNING PTY LIMITED
000414256 AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD
2014-07-30 - 2014-12-18 LORRAINE LOUISE SHIMIZU

Licensee Information

Licence Name LONSDALE FINANCIAL GROUP LIMITED
Licence Number 000246934
Licence ABN 76006637225

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ALEXANDER SIMON ORMONDE SELLARS Lonsdale Financial Group Limited Current 2018-08-16
RICHARD FELICE Lonsdale Financial Group Limited Current 2018-07-11
EMMA KATE PITTMAN Lonsdale Financial Group Limited Current 2018-06-29
SHANE ANDREW KENNEALY Lonsdale Financial Group Limited Current 2018-06-28
JASON LUKJANENKO Lonsdale Financial Group Limited Current 2018-06-22
TIMOTHY HASELUM Lonsdale Financial Group Limited Current 2018-06-18
BRUNO TJELDER Lonsdale Financial Group Limited Current 2018-06-14
ALEX DICKSON Lonsdale Financial Group Limited Current 2018-06-14
MICHAEL POULTON Lonsdale Financial Group Limited Current 2018-06-02
VANESSA JOY WOODLEY Lonsdale Financial Group Limited Current 2018-06-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.