AIW DEALER SERVICES PTY LTD


Address: Toowong, QLD 4066, Australia

AIW DEALER SERVICES PTY LTD (Licence# 000414256) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 2, 2012.

Service Overview

Register Name AFS Licence
Licence Name AIW DEALER SERVICES PTY LTD
Licence Number 000414256
Licence ABN 59153322420
Issue Date 2012-02-02
Locality TOOWONG
State QLD
Postcode 4066
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000345060 CHRISTOPHER DENYER Current 2018-08-07
000453983 JAKOBUS WYNAND GILLILAND Current 2018-06-01
001264029 JOHN-PAUL RIGHETTI Current 2018-05-14
000453908 RACHAEL HAMMOND Current 2018-04-23
000442287 TRACEY KITSON Current 2018-02-12
001008862 CHRISTOPHER CHUNG Current 2017-10-23
000463825 MICHAEL OZGA Current 2017-01-10
001238827 BRETT JACE GROCKE Current 2017-01-03
000339747 KERRY ANN MANTHEY Ceased 2016-10-27
001247363 HAROLD ANDREW TSIAMIS Ceased 2016-09-05

Office Location

Locality TOOWONG
State QLD
Postcode 4066
Country Australia

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CHOTAIS ADVISORY PTY LTD 2017-02-16 Toowong, QLD 4066, Australia
HALLAM ACCOUNTING PTY LTD 2016-09-30 Auchenflower, QLD 4066, Australia
BILLINGTONS ACCOUNTING PTY. LTD. 2016-05-19 Toowong, QLD 4066, Australia
XPERION PTY LTD 2016-05-10 Toowong, QLD 4066, Australia
COMPARE THE MARKET PTY LTD 2012-08-30 Toowong, QLD 4066, Australia
BETA INVESTING PTY LTD 2011-05-30 Auchenflower, QLD 4066, Australia
C & M INSURANCE PTY LTD 2009-03-27 Toowong, QLD 4066, Australia
INDUE LTD 2008-03-12 Toowong, QLD 4066, Australia
ARMSTRONG CORPORATE CAPITAL LIMITED 2008-02-01 Toowong, QLD 4066, Australia
ISG FINANCIAL SERVICES LIMITED 2006-06-07 Toowong, QLD 4066, Australia

Competitor

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Postal Code 4066

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.