RACHAEL HAMMOND


Licensee: AIW DEALER SERVICES PTY LTD

RACHAEL HAMMOND (Adviser# 000453908) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 23, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name RACHAEL HAMMOND
Adviser Number 000453908
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000414256
AIW DEALER SERVICES PTY LTD
Licence ABN 59153322420
Licence Controlled By ASTUTE HOLDINGS GROUP PTY LTD
Adviser Start Date 2018-04-23
Appointing Representative Name AIW DEALER SERVICES PTY LTD
Appointing Representative Number 000414256
Appointing Representative ABN 59153322420
Memberships Association of Financial Advisers (AFA)
Further Restrictions Not authorised to provide advice on Self-Managed Superannuation Funds

Authorisations to provide financial product advice

  • RACHAEL HAMMOND
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning International Institute of Technology Pty Ltd (IIT)
Diploma of Financial Planning International Institute of Technology Pty Ltd (IIT)
Principles in Self Managed Superannuation Funds International Institute of Technology Pty Ltd (IIT)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000414256 AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD
Further restrictions: Not authorised to provide advice on Self-Managed Superannuation Funds
2018-04-23 - AIW DEALER SERVICES PTY LTD
000239166 SNELLEMAN TOM FINANCIAL SERVICES PTY. LTD.
Further restrictions: Not to Enter into Margin Lending where the value ration (LVR) exceeds 50%.
2016-10-17 - 2018-04-06 SNELLEMAN TOM FINANCIAL SERVICES PTY. LTD.
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2014-02-21 - 2016-10-14 CHARTER FINANCIAL PLANNING LIMITED

Licensee Information

Licence Name AIW DEALER SERVICES PTY LTD
Licence Number 000414256
Licence ABN 59153322420

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER DENYER Aiw Dealer Services Pty Ltd Current 2018-08-07
JAKOBUS WYNAND GILLILAND Aiw Dealer Services Pty Ltd Current 2018-06-01
JOHN-PAUL RIGHETTI Aiw Dealer Services Pty Ltd Current 2018-05-14
TRACEY KITSON Aiw Dealer Services Pty Ltd Current 2018-02-12
CHRISTOPHER CHUNG Aiw Dealer Services Pty Ltd Current 2017-10-23
MICHAEL OZGA Aiw Dealer Services Pty Ltd Current 2017-01-10
BRETT JACE GROCKE Aiw Dealer Services Pty Ltd Current 2017-01-03
KERRY ANN MANTHEY Aiw Dealer Services Pty Ltd Ceased 2016-10-27
HAROLD ANDREW TSIAMIS Aiw Dealer Services Pty Ltd Ceased 2016-09-05
MICHAEL BOND Aiw Dealer Services Pty Ltd Current 2016-05-20

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.