BRETT JACE GROCKE (Adviser# 001238827) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 3, 2017.
| Register Name | Financial Advisers |
| Adviser Name | BRETT JACE GROCKE |
| Adviser Number | 001238827 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2016 |
| Financial Service (AFS) Licence |
Licence# 000414256 AIW DEALER SERVICES PTY LTD |
| Licence ABN | 59153322420 |
| Licence Controlled By | ASTUTE HOLDINGS GROUP PTY LTD |
| Adviser Start Date | 2017-01-03 |
| Appointing Representative Name | AIW DEALER SERVICES PTY LTD |
| Appointing Representative Number | 000414256 |
| Appointing Representative ABN | 59153322420 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce majors in Finance and Financial Planning | Deakin Univertsity |
| Self Managed Superannuation Funds | Kaplan Education Pty Ltd |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000414256 |
AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD |
2017-01-03 - | AIW DEALER SERVICES PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2016-04-29 - 2016-10-20 | AMP FINANCIAL PLANNING PTY LIMITED |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2016-01-27 - 2016-04-29 | CHARTER FINANCIAL PLANNING LIMITED |
| Licence Name | AIW DEALER SERVICES PTY LTD |
| Licence Number | 000414256 |
| Licence ABN | 59153322420 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHRISTOPHER DENYER | Aiw Dealer Services Pty Ltd | Current | 2018-08-07 |
| JAKOBUS WYNAND GILLILAND | Aiw Dealer Services Pty Ltd | Current | 2018-06-01 |
| JOHN-PAUL RIGHETTI | Aiw Dealer Services Pty Ltd | Current | 2018-05-14 |
| RACHAEL HAMMOND | Aiw Dealer Services Pty Ltd | Current | 2018-04-23 |
| TRACEY KITSON | Aiw Dealer Services Pty Ltd | Current | 2018-02-12 |
| CHRISTOPHER CHUNG | Aiw Dealer Services Pty Ltd | Current | 2017-10-23 |
| MICHAEL OZGA | Aiw Dealer Services Pty Ltd | Current | 2017-01-10 |
| KERRY ANN MANTHEY | Aiw Dealer Services Pty Ltd | Ceased | 2016-10-27 |
| HAROLD ANDREW TSIAMIS | Aiw Dealer Services Pty Ltd | Ceased | 2016-09-05 |
| MICHAEL BOND | Aiw Dealer Services Pty Ltd | Current | 2016-05-20 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.