SNELLEMAN TOM FINANCIAL SERVICES PTY. LTD.


Address: Fortitude Valley, QLD 4006, Australia

SNELLEMAN TOM FINANCIAL SERVICES PTY. LTD. (Licence# 000239166) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 3, 2003.

Service Overview

Register Name AFS Licence
Licence Name SNELLEMAN TOM FINANCIAL SERVICES PTY. LTD.
Licence Number 000239166
Licence ABN 97064306010
Issue Date 2003-12-03
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 075796
Locality FORTITUDE VALLEY
State QLD
Postcode 4006
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000443516 MICHAEL ROBERT BARRETT Current 2018-04-03
000259945 SCOTT ERICH FRANK ADAMS Current 2017-05-15
000333089 JOHN DRAKAKIS Current 2017-05-15
000261090 MARTIN JOSEPH KERRIGAN Current 2017-05-12
001251040 PETRINA MAREE STAMOS Ceased 2016-12-19
000453908 RACHAEL HAMMOND Ceased 2016-10-17
001237776 ANDREW FRANCIS MACDONALD Current 2015-12-01
000408494 KELLY ANNE HILL Ceased 2011-07-18
000401400 MARIA GREENSILL Ceased 2011-03-07

Office Location

Locality FORTITUDE VALLEY
State QLD
Postcode 4006
Country Australia

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ZUNKER, PETER ANDREW 2017-01-31 Fortitude Valley, QLD 4006, Australia
LEE AND ASSOCIATES (AUSTRALIA) PTY LTD 2016-09-06 Fortitude Valley, QLD 4006, Australia
JONES HOWARD PTY LTD 2016-06-22 Fortitude Valley, QLD 4006, Australia
FINANCIAL HUB FINANCIAL SERVICES PTY LTD 2015-12-03 Newstead, QLD 4006, Australia
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Competitor

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Postal Code 4006

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.