LAURENCE ROY SMITH (Adviser# 000466676) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 12, 2016.
| Register Name | Financial Advisers |
| Adviser Name | LAURENCE ROY SMITH |
| Adviser Number | 000466676 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000224952 ESI FINANCIAL SERVICES PTY LTD |
| Licence ABN | 93101428782 |
| Licence Controlled By | ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD. |
| Adviser Start Date | 2016-10-12 |
| Appointing Representative Name | ESI FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000224952 |
| Appointing Representative ABN | 93101428782 |
| Memberships | Financial Planning Association of Australia (FPA) |
| Further Restrictions | Licensee maintains an Approved Product List and advisers are restricted to operate within this. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Kaplan |
| Bachelor of Business | Qld University of Technology |
| Diploma of Financial Services | Kaplan |
| Master of Business | Qld University of Technology |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000224952 |
ESI FINANCIAL SERVICES PTY LTD
Licence controlled by: ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD. Further restrictions: Licensee maintains an Approved Product List and advisers are restricted to operate within this. |
2016-10-12 - | ESI FINANCIAL SERVICES PTY LTD |
| 000394583 |
VISIS PTY LTD
Further restrictions: Managed Investmetn Schemes - MDA |
2014-10-13 - 2016-09-02 | VISIS PTY LTD |
| 000233716 | WESTPAC FINANCIAL SERVICES LIMITED | 2010-07-01 - 2014-09-30 |
| Licence Name | ESI FINANCIAL SERVICES PTY LTD |
| Licence Number | 000224952 |
| Licence ABN | 93101428782 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MICHAEL JOHN PAGEL | Esi Financial Services Pty Ltd | Current | 2018-05-10 |
| BENJAMIN WAISAVU | Esi Financial Services Pty Ltd | Current | 2018-05-08 |
| BEN MARSHALL | Esi Financial Services Pty Ltd | Current | 2017-09-26 |
| ADELE LOUISE FISK | Esi Financial Services Pty Ltd | Current | 2017-08-30 |
| PAUL HODGSON | Esi Financial Services Pty Ltd | Current | 2017-06-06 |
| JOSH GUPTA | Esi Financial Services Pty Ltd | Ceased | 2016-10-14 |
| VINCENT THOMAS MARTIN | Esi Financial Services Pty Ltd | Ceased | 2016-10-10 |
| ROXANNE TURNER | Esi Financial Services Pty Ltd | Current | 2016-08-02 |
| SHIONA HARGEN | Esi Financial Services Pty Ltd | Current | 2016-06-21 |
| NICOLA BREEZE | Esi Financial Services Pty Ltd | Ceased | 2016-05-16 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.