NICOLA BREEZE (Adviser# 001004063) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 16, 2016.
| Register Name | Financial Advisers |
| Adviser Name | NICOLA BREEZE |
| Adviser Number | 001004063 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000224952 ESI FINANCIAL SERVICES PTY LTD |
| Licence ABN | 93101428782 |
| Licence Controlled By | ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD. |
| Adviser Start Date | 2016-05-16 |
| Adviser End Date | 2017-05-22 |
| Appointing Representative Name | ESI FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000224952 |
| Appointing Representative ABN | 93101428782 |
| Further Restrictions | Licensee maintains an Approved Product List and advisers restricted to operate within this |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000224952 |
ESI FINANCIAL SERVICES PTY LTD
Licence controlled by: ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD. Further restrictions: Licensee maintains an Approved Product List and advisers restricted to operate within this |
2016-05-16 - 2017-05-22 | ESI FINANCIAL SERVICES PTY LTD |
| 000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA Further restrictions: Not authorised to provide personal advice on Securities; Standard Margin Lending. |
2014-09-12 - 2016-04-08 | COMMONWEALTH FINANCIAL PLANNING LIMITED |
| Licence Name | ESI FINANCIAL SERVICES PTY LTD |
| Licence Number | 000224952 |
| Licence ABN | 93101428782 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MICHAEL JOHN PAGEL | Esi Financial Services Pty Ltd | Current | 2018-05-10 |
| BENJAMIN WAISAVU | Esi Financial Services Pty Ltd | Current | 2018-05-08 |
| BEN MARSHALL | Esi Financial Services Pty Ltd | Current | 2017-09-26 |
| ADELE LOUISE FISK | Esi Financial Services Pty Ltd | Current | 2017-08-30 |
| PAUL HODGSON | Esi Financial Services Pty Ltd | Current | 2017-06-06 |
| JOSH GUPTA | Esi Financial Services Pty Ltd | Ceased | 2016-10-14 |
| LAURENCE ROY SMITH | Esi Financial Services Pty Ltd | Current | 2016-10-12 |
| VINCENT THOMAS MARTIN | Esi Financial Services Pty Ltd | Ceased | 2016-10-10 |
| ROXANNE TURNER | Esi Financial Services Pty Ltd | Current | 2016-08-02 |
| SHIONA HARGEN | Esi Financial Services Pty Ltd | Current | 2016-06-21 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.