PETER WILLIAM DICK (Adviser# 000467438) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 23, 2014.
| Register Name | Financial Advisers |
| Adviser Name | PETER WILLIAM DICK |
| Adviser Number | 000467438 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000246718 ASCOT SECURITIES PTY LTD |
| Licence ABN | 45075902206 |
| Adviser Start Date | 2014-10-23 |
| Appointing Representative Name | ASCOT SECURITIES PTY LTD |
| Appointing Representative Number | 000246718 |
| Appointing Representative ABN | 45075902206 |
| Memberships | Stockbrokers Association of Australia |
|
| Qualification / Degree | Institute / School |
|---|---|
| ADA 2 | Kaplan |
| PS146 Futures | SDIA |
| PS146 Generic | SDIA |
| PS146 Managed Investments | SDIA |
| PS146 Securities | SDIA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246718 | ASCOT SECURITIES PTY LTD | 2014-10-23 - | ASCOT SECURITIES PTY LTD |
| Licence Name | ASCOT SECURITIES PTY LTD |
| Licence Number | 000246718 |
| Licence ABN | 45075902206 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| TIMOTHY RADFORD | Ascot Securities Pty Ltd | Ceased | 2016-08-08 |
| HENRY FUNG | Ascot Securities Pty Ltd | Ceased | 2016-06-29 |
| EVAN MCQUIRE | Ascot Securities Pty Ltd | Ceased | 2016-04-27 |
| PETER MATHIAS | Ascot Securities Pty Ltd | Ceased | 2015-06-11 |
| SCOT ANDREW BURTON | Ascot Securities Pty Ltd | Current | 2014-12-15 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| TIMOTHY RADFORD | Ascot Securities Pty Ltd | Ceased | 2016-08-08 |
| HENRY FUNG | Ascot Securities Pty Ltd | Ceased | 2016-06-29 |
| EVAN MCQUIRE | Ascot Securities Pty Ltd | Ceased | 2016-04-27 |
| PETER MATHIAS | Ascot Securities Pty Ltd | Ceased | 2015-06-11 |
| SCOT ANDREW BURTON | Ascot Securities Pty Ltd | Current | 2014-12-15 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.